Form 4 for FTK FLOTEK INDUSTRIES INC/CN/
Accepted 2023-03-21 00:00:00 ET · period of report 2023-03-03 · accession 0000928054-23-000043 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-03-21 | 2023-03-03 | FTK | Ezell Ryan Gillis | Pres | F - Tax | $1.20 | -33.9K | 509.6K | -6% | -$40.7K | |
| M | 2023-03-21 | 2023-03-03 | FTK | Ezell Ryan Gillis | Pres | A - Grant | $1.20 | +139.0K | 481.5K | +41% | +$166.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-03-03 | F | D | 33,948 | $1.20 | 509,635 | D | — | — | (F3) Shares sold to cover withholding tax liability at vesting. |
| 2 | Common | Common Shares | 2023-03-03 | A | A | 62,096 | $1.20 | 543,583 | D | — | — | (F2) The shares represent TSR Index Target Units vested under the Flotek 2020 Performance Unit Plan, the vesting of which is tied to the achievement of specified performance criteria of total shareholder return as compared to certain index. |
| 3 | Common | Common Shares | 2023-03-03 | A | A | 76,899 | $1.20 | 481,487 | D | — | — | (F1) The shares represent TSR Peer Group Target Units vested under the Flotek 2020 Performance Unit Plan, the vesting of which is tied to the achievement of specified performance criteria of total shareholder return as compared to a certain peer group. |