Form 4 for FTK FLOTEK INDUSTRIES INC/CN/
Accepted 2023-06-09 00:00:00 ET · period of report 2023-06-07 · accession 0000928054-23-000105 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-09 | 2023-06-09 | FTK | CLEMENT JAMES BOND | CFO | P - Purchase | $0.75 | +7,000 | 354.9K | +2% | +$5,250 |
| D | 2023-06-09 | 2023-06-07 | FTK | CLEMENT JAMES BOND | CFO | A - Grant | $0.00 | +371.9K | 371.9K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-06-09 | P | A | 7,000 | $0.75 | 354,934 | D | — | — | |
| 2 | Derivative | Stock Option | 2023-06-07 | A | A | 371,901 | $0.00 | 371,901 | D | $0.62 · — to 2033-06-07 | 371,901 Common Shares | (F1) The option will vest with respect to 100% of such shares on the first date on which the average closing price per share of the Company's common stock for the 30 consecutive trading days immediately preceding such date equals or exceeds $3.00 per share. (Exercise price is the closing price on the day prior to grant.) |