Form 4 for FTK FLOTEK INDUSTRIES INC/CN/
Accepted 2023-12-06 00:00:00 ET · period of report 2023-12-05 · accession 0000928054-23-000212 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-06 | 2023-12-05 | FTK | CLEMENT JAMES BOND | CFO | A - Grant | $0.00 | +10.2K | 74.3K | +16% | $0 |
| D | 2023-12-06 | 2023-12-05 | FTK | CLEMENT JAMES BOND | CFO | A - Grant | $0.00 | +45.7K | 45.7K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-12-05 | A | A | 10,163 | $0.00 | 74,349 | D | — | — | (F1) Restricted stock units that vest in three equal annual installments. |
| 2 | Derivative | Stock Option | 2023-12-05 | A | A | 45,732 | $0.00 | 45,732 | D | $3.28 · — to 2033-12-05 | 45,732 Common Shares | (F2) The option will vest and become exercisable based upon the achievement of certain cumulative adjusted EBITDA thresholds for the fiscal years 2023 through 2026. |