Form 4 for FTK FLOTEK INDUSTRIES INC/CN/
Accepted 2023-12-13 00:00:00 ET · period of report 2023-12-11 · accession 0000928054-23-000223 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-12-13 | 2023-12-11+ | FTK | Nierenberg David | Dir | P - Purchase | $3.45 | +54.9K | 411.3K | +15% | +$189.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-12-11 | P | A | 3,752 | $3.19 | 45,029 | I By Haredale Ltd. | — | — | |
| 2 | Common | Common Shares | 2023-12-12 | P | A | 4,954 | $3.42 | 416,259 | I By The D3 Family Fund, LP | — | — | |
| 3 | Common | Common Shares | 2023-12-12 | P | A | 6,923 | $3.42 | 732,892 | I By The D3 Family Bulldog Fund, LP | — | — | |
| 4 | Common | Common Shares | 2023-12-12 | P | A | 858 | $3.42 | 45,887 | I By Haredale Ltd. | — | — | |
| 5 | Common | Common Shares | 2023-12-13 | P | A | 11,536 | $3.53 | 427,795 | I By The D3 Family Fund, LP | — | — | |
| 6 | Common | Common Shares | 2023-12-13 | P | A | 20,310 | $3.53 | 753,202 | I By The D3 Family Bulldog Fund, LP | — | — | |
| 7 | Common | Common Shares | 2023-12-13 | P | A | 1,272 | $3.53 | 47,159 | I By Haredale Ltd. | — | — | |
| 8 | Common | Common Shares | 2023-12-11 | P | A | 5,254 | $3.19 | 411,305 | I By The D3 Family Fund, LP | — | — |