Form 4 for FTK FLOTEK INDUSTRIES INC/CN/
Accepted 2024-10-31 00:00:00 ET · period of report 2024-10-30 · accession 0000928054-24-000104 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-10-31 | 2024-10-30 | FTK | Ezell Ryan Gillis | CEO, Dir | A - Grant | $0.00 | +60.0K | 167.7K | +56% | $0 |
| D | 2024-10-31 | 2024-10-30 | FTK | Ezell Ryan Gillis | CEO, Dir | A - Grant | $0.00 | +30.0K | 30.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2024-10-30 | A | A | 60,000 | $0.00 | 167,741 | D | — | — | (F1) Restricted stock units that vest in three equal annual installments. (F2) Includes 3,275 shares Mr. Ezell acquired under Flotek Industries, Inc.'s 2012 Employee Stock Purchase Plan for the 3-month periods commencing April 1, 2024 and July 1, 2024. These transactions are exempt under both Rule 16b-3(d) and Rule 16b-3(c). |
| 2 | Derivative | Performance Based Restricted Stock Unit | 2024-10-30 | A | A | 30,000 | $0.00 | 30,000 | D | — · — to 2025-12-31 | 30,000 Common Stock | (F3) Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of Flotek Industries, Inc. common stock subject to the common stock achieving a specified price per share on or before December 31, 2025. |