Form 4 for FTK FLOTEK INDUSTRIES INC/CN/
Accepted 2025-11-03 00:00:00 ET · period of report 2025-10-30 · accession 0000928054-25-000087 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-11-03 | 2025-10-30 | FTK | Ezell Ryan Gillis | CEO, Dir | M - OptEx | — | +30.0K | 179.5K | +20% | — |
| DM | 2025-11-03 | 2025-10-30 | FTK | Ezell Ryan Gillis | CEO, Dir | F - Tax | $18.75 | -19.7K | 167.7K | -10% | -$368.9K |
| D | 2025-11-03 | 2025-10-30 | FTK | Ezell Ryan Gillis | CEO, Dir | M - OptEx | — | -30.0K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2025-10-30 | M | A | 30,000 | — | 179,511 | D | — | — | (F2) Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of Flotek Industries, Inc. common stock subject to achieving a certain threshold on or before December 31, 2025. |
| 2 | Common | Common Shares | 2025-10-30 | F | D | 7,870 | $18.75 | 149,511 | D | — | — | (F1) Includes 526 shares Dr. Ezell acquired under Flotek Industries, Inc.'s 2012 Employee Stock Purchase Plan for the 3-month period commencing July 1, 2025. This transaction is exempt under both Rule 16b-3(d) and Rule 16b-3(c). |
| 3 | Common | Common Shares | 2025-10-30 | F | D | 11,805 | $18.75 | 167,706 | D | — | — | |
| 4 | Derivative | Performance Based Restricted Stock Unit | 2025-10-30 | M | D | 30,000 | — | 0 | D | — · — to 2025-12-31 | 30,000 Common Stock | (F2) Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of Flotek Industries, Inc. common stock subject to achieving a certain threshold on or before December 31, 2025. |