Form 4 for SEIC SEI INVESTMENTS CO

Accepted 2023-02-15 00:00:00 ET · period of report 2022-12-05 · accession 0000929638-23-000647 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2023-02-15	2022-12-05	SEIC	WITHROW WAYNE	EVP	A - Grant	—	+20.0K	55.4K	+56%	—
DM	2023-02-15	2022-12-05	SEIC	WITHROW WAYNE	EVP	A - Grant	—	+75.0K	37.5K	New	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2022-12-05	A	A	20,000	—	55,399	D	—	—	(F1) Restricted stock units subject to vesting. (F2) Received as employment compensation.
2	Derivative	Option to Purchase Common Stock	2022-12-05	A	A	37,500	—	37,500	D	$61.81 · — to 2032-12-05	37,500 Common Stock	(F2) Received as employment compensation. (F3) Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $5.00 or more, but not earlier than the second anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments.
3	Derivative	Option to Purchase Common Stock	2022-12-05	A	A	37,500	—	37,500	D	$61.81 · — to 2032-12-05	37,500 Common Stock	(F2) Received as employment compensation. (F4) Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $6.25 or more, but not earlier than the fourth anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments.