Form 4 for SEIC SEI INVESTMENTS CO
Accepted 2023-02-28 00:00:00 ET · period of report 2022-12-05 · accession 0000929638-23-000765 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-28 | 2022-12-05 | SEIC | DORAN WILLIAM | Dir | A - Grant | — | +766 | 662.9K | +0.1% | — |
| D | 2023-02-28 | 2023-02-06 | SEIC | DORAN WILLIAM | Dir | G - Gift | $0.00 | -320 | 662.6K | -0.0% | $0 |
| DM | 2023-02-28 | 2022-12-05 | SEIC | DORAN WILLIAM | Dir | A - Grant | — | +7,500 | 3,750 | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-05 | A | A | 766 | — | 662,931 | D | — | — | (F1) Restricted stock units subject to vesting. (F2) Received as compensation for Board service. |
| 2 | Common | Common Stock | 2023-02-06 | G | D | 320 | $0.00 | 662,611 | D | — | — | |
| 3 | Derivative | Option to Purchase Common Stock | 2022-12-05 | A | A | 3,750 | — | 3,750 | D | $61.81 · — to 2032-12-05 | 3,750 Common Stock | (F2) Received as compensation for Board service. (F4) Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $6.25 or more, but not earlier than the fourth anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments. |
| 4 | Derivative | Option to Purchase Common Stock | 2022-12-05 | A | A | 3,750 | — | 3,750 | D | $61.81 · — to 2032-12-05 | 3,750 Common Stock | (F2) Received as compensation for Board service. (F3) Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $5.00 or more, but not earlier than the second anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments. |