Form 4 for SEIC SEI INVESTMENTS CO
Accepted 2023-03-06 00:00:00 ET · period of report 2022-04-19 · accession 0000929638-23-000803 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-06 | 2022-12-05 | SEIC | Brassington Jonathan | Dir | A - Grant | — | +766 | 766 | New | — |
| DM | 2023-03-06 | 2022-04-19+ | SEIC | Brassington Jonathan | Dir | A - Grant | — | +17.5K | 3,750 | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-05 | A | A | 766 | — | 766 | D | — | — | (F1) Restricted stock units subject to vesting. (F2) Received as compensation for Board service. |
| 2 | Derivative | Option to Purchase Common Stock | 2022-04-19 | A | A | 5,000 | — | 5,000 | D | $59.12 · — to 2032-04-19 | 5,000 Common Stock | (F2) Received as compensation for Board service. (F3) Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $5.75 or more, but not earlier than December 31, 2023, in each case based upon audited financial statements of the Issuer and subject to certain adjustments. |
| 3 | Derivative | Option to Purchase Common Stock | 2022-04-19 | A | A | 5,000 | — | 5,000 | D | $59.12 · — to 2032-04-19 | 5,000 Common Stock | (F2) Received as compensation for Board service. (F4) Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $7.00 or more, but not earlier than December 31, 2025, in each case based upon audited financial statements of the Issuer and subject to certain adjustments. |
| 4 | Derivative | Option to Purchase Common Stock | 2022-12-05 | A | A | 3,750 | — | 3,750 | D | $61.81 · — to 2032-12-05 | 3,750 Common Stock | (F2) Received as compensation for Board service. (F5) Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $5.00 or more, but not earlier than the second anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments. |
| 5 | Derivative | Option to Purchase Common Stock | 2022-12-05 | A | A | 3,750 | — | 3,750 | D | $61.81 · — to 2032-12-05 | 3,750 Common Stock | (F2) Received as compensation for Board service. (F6) Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $6.25 or more, but not earlier than the fourth anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments. |