Form 4 for TBCH Turtle Beach Corp
Accepted 2023-04-04 00:00:00 ET · period of report 2023-04-01 · accession 0000929638-23-001074 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-04-04 | 2023-04-01 | TBCH | Hanson John T | CFO, Treas, Sec | M - OptEx | — | +22.4K | 46.8K | +92% | — |
| D | 2023-04-04 | 2023-04-01 | TBCH | Hanson John T | CFO, Treas, Sec | F - Tax | $10.02 | -10.3K | 42.5K | -20% | -$103.2K |
| DM | 2023-04-04 | 2023-04-01 | TBCH | Hanson John T | CFO, Treas, Sec | M - OptEx | $0.00 | -22.4K | 9,000 | -71% | $0 |
| D | 2023-04-04 | 2023-04-01 | TBCH | Hanson John T | CFO, Treas, Sec | A - Grant | $0.00 | +31.5K | 31.5K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-04-01 | M | A | 6,000 | — | 52,773 | D | — | — | (F1) Restricted stock units were converted into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2023-04-01 | M | A | 6,875 | — | 42,273 | D | — | — | (F1) Restricted stock units were converted into common stock on a one-for-one basis. |
| 3 | Common | Common Stock | 2023-04-01 | M | A | 5,000 | — | 35,398 | D | — | — | (F1) Restricted stock units were converted into common stock on a one-for-one basis. |
| 4 | Common | Common Stock | 2023-04-01 | F | D | 10,297 | $10.02 | 42,476 | D | — | — | (F2) Represents shares withheld to satisfy tax withholding obligations upon the vesting of the shares of restricted stock awarded to the reporting person. |
| 5 | Common | Common Stock | 2023-04-01 | M | A | 4,500 | — | 46,773 | D | — | — | (F1) Restricted stock units were converted into common stock on a one-for-one basis. |
| 6 | Derivative | Restricted Stock Units | 2023-04-01 | M | D | 5,000 | $0.00 | 0 | D | — · — to — | 5,000 Common Stock | (F3) The securities are restricted stock units representing a contingent right to receive one share of Turtle Beach Corporation common stock, or cash with a value equal to the fair market value of the underlying common stock, or a combination thereof. (F4) These restricted stock units vested in full on April 1, 2023. |
| 7 | Derivative | Restricted Stock Units | 2023-04-01 | A | A | 31,500 | $0.00 | 31,500 | D | — · — to — | 31,500 Common Stock | (F3) The securities are restricted stock units representing a contingent right to receive one share of Turtle Beach Corporation common stock, or cash with a value equal to the fair market value of the underlying common stock, or a combination thereof. (F8) One-quarter of these restricted stock units will vest on April 1, 2024, with the remainder of the restricted stock units vesting in equal annual installments until April 1, 2027. |
| 8 | Derivative | Restricted Stock Units | 2023-04-01 | M | D | 6,000 | $0.00 | 18,000 | D | — · — to — | 6,000 Common Stock | (F3) The securities are restricted stock units representing a contingent right to receive one share of Turtle Beach Corporation common stock, or cash with a value equal to the fair market value of the underlying common stock, or a combination thereof. (F7) These restricted stock units vest in equal annual installments until April 1, 2026. |
| 9 | Derivative | Restricted Stock Units | 2023-04-01 | M | D | 6,875 | $0.00 | 6,875 | D | — · — to — | 6,875 Common Stock | (F3) The securities are restricted stock units representing a contingent right to receive one share of Turtle Beach Corporation common stock, or cash with a value equal to the fair market value of the underlying common stock, or a combination thereof. (F5) These restricted stock units vest in equal annual installments until April 1, 2024. |
| 10 | Derivative | Restricted Stock Units | 2023-04-01 | M | D | 4,500 | $0.00 | 9,000 | D | — · — to — | 4,500 Common Stock | (F3) The securities are restricted stock units representing a contingent right to receive one share of Turtle Beach Corporation common stock, or cash with a value equal to the fair market value of the underlying common stock, or a combination thereof. (F6) These restricted stock units vest in equal annual installments until April 1, 2025. |