Form 4 for ICU SeaStar Medical Holding Corp
Accepted 2023-06-13 00:00:00 ET · period of report 2023-06-09 · accession 0000929638-23-001717 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-06-13 | 2023-06-09 | ICU | Baron Caryl | Interim CFO | F - Tax | $0.53 | -15.1K | 95.0K | -14% | -$7,987 | |
| 2023-06-13 | 2023-06-09 | ICU | Baron Caryl | Interim CFO | A - Grant | $0.00 | +56.9K | 110.1K | +107% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.0001 per share | 2023-06-09 | F | D | 15,070 | $0.53 | 94,991 | D | — | — | (F3) Represents shares withheld to satisfy tax withholding obligations. (F2) Includes 53,192 shares of the Issuer's common stock subject to restricted stock units (RSUs), all of which will vest, subject to continued service, on April 6, 2024. |
| 2 | Common | Common Stock, par value $0.0001 per share | 2023-06-09 | A | A | 56,869 | $0.00 | 110,061 | D | — | — | (F1) Represents fully vested shares of common stock issued to the Reporting Person pursuant to the Issuer's equity incentive plan. (F2) Includes 53,192 shares of the Issuer's common stock subject to restricted stock units (RSUs), all of which will vest, subject to continued service, on April 6, 2024. |