Form 4 for SEIC SEI INVESTMENTS CO
Accepted 2023-06-30 00:00:00 ET · period of report 2023-06-28 · accession 0000929638-23-001879 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-30 | 2023-06-28 | SEIC | Hicke Ryan | CEO, Dir | S - Sale+OE | $58.68 | -23.23 | 82.6K | -0.0% | -$1,363 |
| DM | 2023-06-30 | 2023-06-28 | SEIC | Hicke Ryan | CEO, Dir | M - OptEx | $33.76 | +20.0K | 102.6K | +24% | +$675.2K |
| DM | 2023-06-30 | 2023-06-28 | SEIC | Hicke Ryan | CEO, Dir | M - OptEx | — | -20.0K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-28 | S | D | 23.23 | $58.68 | 82,608.77 | D | — | — | |
| 2 | Common | Common Stock | 2023-06-28 | M | A | 12,500 | $33.76 | 95,108.77 | D | — | — | |
| 3 | Common | Common Stock | 2023-06-28 | M | A | 7,500 | $33.76 | 102,608.77 | D | — | — | |
| 4 | Derivative | Option to Purchase Common Stock | 2023-06-28 | M | D | 7,500 | — | 5,000 | D | $33.76 · 2018-12-13 to 2023-12-10 | 7,500 Common Stock | (F1) Received as employment compensation. |
| 5 | Derivative | Option to Purchase Common Stock | 2023-06-28 | M | D | 12,500 | — | 0 | D | $33.76 · 2015-12-13 to 2023-12-10 | 12,500 Common Stock | (F1) Received as employment compensation. |