InsiderTrades

Form 4 for CDZI CADIZ INC

Accepted 2023-07-14 00:00:00 ET · period of report 2023-06-12 · accession 0000929638-23-002013 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
MI 2023-07-14 2023-06-12+ CDZI Odey Asset Management LLP 10% S - Sale $3.95 -1.75M 0 -100% -$6.91M

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2023-06-13 S D 340,883 $3.95 0 I See Footnotes — — (F2) Shares held for the benefit of a pension trust for which the Reporting Person serves as investment adviser. (F1) Shares reported are held for the benefit of investment advisory clients of the Reporting Person. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any other purpose.
2 Common Common Stock 2023-06-12 S D 1,201 $4.37 338,623 I See Footnotes — — (F1) Shares reported are held for the benefit of investment advisory clients of the Reporting Person. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any other purpose. (F5) Shares held for the benefit of a private fund for which the Reporting Person serves as investment adviser.
3 Common Common Stock 2023-06-13 S D 338,623 $3.95 0 I See Footnotes — — (F1) Shares reported are held for the benefit of investment advisory clients of the Reporting Person. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any other purpose. (F5) Shares held for the benefit of a private fund for which the Reporting Person serves as investment adviser.
4 Common Common Stock 2023-06-12 S D 3,773 $4.37 1,063,820 I See Footnotes — — (F1) Shares reported are held for the benefit of investment advisory clients of the Reporting Person. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any other purpose. (F6) Shares held for the benefit of a private fund for which the Reporting Person serves as investment adviser.
5 Common Common Stock 2023-06-13 S D 1,063,820 $3.95 0 I See Footnotes — — (F1) Shares reported are held for the benefit of investment advisory clients of the Reporting Person. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any other purpose. (F6) Shares held for the benefit of a private fund for which the Reporting Person serves as investment adviser.