Form 4 for SEIC SEI INVESTMENTS CO

Accepted 2023-10-26 00:00:00 ET · period of report 2023-09-19 · accession 0000929638-23-002904 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2023-10-26	2023-10-24	SEIC	MILLER STEPHANIE D.	Dir	A - Grant	—	+766	766	New	—
DM	2023-10-26	2023-10-24	SEIC	MILLER STEPHANIE D.	Dir	A - Grant	—	+7,500	3,750	New	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-10-24	A	A	766	—	766	D	—	—	(F1) Consists of Restricted Stock Units subject to vesting (F2) Received as compensation for Board service.
2	Derivative	Option to Purchase Common Stock	2023-10-24	A	A	3,750	—	3,750	D	$54.51 · — to 2033-10-24	3,750 Common Stock	(F2) Received as compensation for Board service. (F3) Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $5.00 or more, but not earlier than the second anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments.
3	Derivative	Option to Purchase Common Stock	2023-10-24	A	A	3,750	—	3,750	D	$54.51 · — to 2033-10-24	3,750 Common Stock	(F2) Received as compensation for Board service. (F4) Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $6.25 or more, but not earlier than the fourth anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments.