Form 4 for SEIC SEI INVESTMENTS CO

Accepted 2023-12-19 00:00:00 ET · period of report 2023-12-15 · accession 0000929638-23-003450 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2023-12-19	2023-12-15	SEIC	WEST ALFRED P JR	Executive COB, Dir, 10%	A - Grant	—	+4,000	8.03M	+0.0%	—
DM	2023-12-19	2023-12-15	SEIC	WEST ALFRED P JR	Executive COB, Dir, 10%	A - Grant	—	+25.0K	12.5K	New	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-12-15	A	A	4,000	—	8,034,834	D	—	—	(F1) Restricted stock units subject to vesting. (F2) Received as employment compensation.
2	Derivative	Option to Purchase Common Stock	2023-12-15	A	A	12,500	—	12,500	D	$62.00 · — to 2033-12-15	12,500 Common Stock	(F2) Received as employment compensation. (F4) Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $7.10 or more, but not earlier than the fourth anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments.
3	Derivative	Option to Purchase Common Stock	2023-12-15	A	A	12,500	—	12,500	D	$62.00 · — to 2033-12-15	12,500 Common Stock	(F2) Received as employment compensation. (F3) Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $5.25 or more, but not earlier than the second anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments.