Form 4 for SEIC SEI INVESTMENTS CO

Accepted 2023-12-19 00:00:00 ET · period of report 2023-12-15 · accession 0000929638-23-003460 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2023-12-19	2023-12-15	SEIC	GUARINO CARL	Dir	A - Grant	—	+1,000	11.4K	+10%	—
DM	2023-12-19	2023-12-15	SEIC	GUARINO CARL	Dir	A - Grant	—	+8,000	4,000	New	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-12-15	A	A	1,000	—	11,431	D	—	—	(F1) Restricted stock units subject to vesting. (F2) Received as compensation for Board service.
2	Derivative	Option to Purchase Common Stock	2023-12-15	A	A	4,000	—	4,000	D	$62.00 · — to 2033-12-15	4,000 Common Stock	(F2) Received as compensation for Board service. (F3) Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $5.25 or more, but not earlier than the second anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments.
3	Derivative	Option to Purchase Common Stock	2023-12-15	A	A	4,000	—	4,000	D	$62.00 · — to 2033-12-15	4,000 Common Stock	(F2) Received as compensation for Board service. (F4) Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $7.10 or more, but not earlier than the fourth anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments.