Form 4 for GCTS GCT Semiconductor Holding, Inc.
Accepted 2024-03-27 00:00:00 ET · period of report 2024-03-26 · accession 0000929638-24-001255 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-27 | 2024-03-26 | GCTS | Schlaefer John | Pres, CEO, Class III Dir, Dir | A - Grant | $0.00 | +91.5K | 12.8K | New | $0 |
| DM | 2024-03-27 | 2024-03-26 | GCTS | Schlaefer John | Pres, CEO, Class III Dir, Dir | A - Grant | $0.00 | +135.8K | 21.5K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.0001 per share | 2024-03-26 | A | A | 78,700 | $0.00 | 78,700 | D | — | — | |
| 2 | Common | Common Stock, par value $0.0001 per share | 2024-03-26 | A | A | 12,804 | $0.00 | 12,804 | D | — | — | |
| 3 | Derivative | Stock Option (Right to Buy) | 2024-03-26 | A | A | 50,425 | $0.00 | 50,425 | D | $0.11 · — to 2030-01-01 | 50,425 Common Stock | (F7) The option vests with respect to (i) twenty-five percent (25%) of the shares upon completion of one (1) year of service measured from January 1, 2020 and (ii) the balance of the shares subject to the option in a series of thirty-six (36) successive equal monthly installments upon completion of each additional month of service over the thirty-six (36) month period measured from January 1, 2021. |
| 4 | Derivative | Stock Option (Right to Buy) | 2024-03-26 | A | A | 35,669 | $0.00 | 35,669 | D | $0.11 · — to 2025-01-01 | 35,669 Common Stock | (F4) The option vests with respect to (i) twenty-five percent (25%) of the shares upon completion of one (1) year of service measured from January 1, 2015 and (ii) the balance of the shares subject to the option in a series of thirty-six (36) successive equal monthly installments upon completion of each additional month of service over the thirty-six (36) month period measured from January 1, 2016. |
| 5 | Derivative | Stock Option (Right to Buy) | 2024-03-26 | A | A | 28,191 | $0.00 | 28,191 | D | $0.11 · — to 2028-01-01 | 28,191 Common Stock | (F5) The option vests with respect to (i) twenty-five percent (25%) of the shares upon completion of one (1) year of service measured from January 1, 2018 and (ii) the balance of the shares subject to the option in a series of thirty-six (36) successive equal monthly installments upon completion of each additional month of service over the thirty-six (36) month period measured from January 1, 2019. |
| 6 | Derivative | Stock Option (Right to Buy) | 2024-03-26 | A | A | 21,533 | $0.00 | 21,533 | D | $0.11 · — to 2029-01-01 | 21,533 Common Stock | (F6) The option vests with respect to (i) twenty-five percent (25%) of the shares upon completion of one (1) year of service measured from January 1, 2019 and (ii) the balance of the shares subject to the option in a series of thirty-six (36) successive equal monthly installments upon completion of each additional month of service over the thirty-six (36) month period measured from January 1, 2020. |