Form 4 for EAF GRAFTECH INTERNATIONAL LTD
Accepted 2023-02-28 00:00:00 ET · period of report 2023-02-25 · accession 0000931148-23-000043 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-28 | 2023-02-25 | EAF | Halford Jeremy S. | EVP, COO | F - Tax | $5.60 | -3,922 | 82.1K | -5% | -$22.0K |
| D | 2023-02-28 | 2023-02-25 | EAF | Halford Jeremy S. | EVP, COO | M - OptEx | — | +11.0K | 86.0K | +15% | — |
| DM | 2023-02-28 | 2023-02-25 | EAF | Halford Jeremy S. | EVP, COO | A - Grant | $0.00 | +112.0K | 58.7K | New | $0 |
| D | 2023-02-28 | 2023-02-25 | EAF | Halford Jeremy S. | EVP, COO | M - OptEx | $0.00 | -11.0K | 44.0K | -20% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-25 | F | D | 3,922 | $5.60 | 82,075 | D | — | — | |
| 2 | Common | Common Stock | 2023-02-25 | M | A | 11,000 | — | 85,997 | D | — | — | (F1) Restricted Stock Units (RSUs) convert into shares of EAF common stock on a one-for-one basis. |
| 3 | Derivative | Employee Stock Option (right to buy) | 2023-02-25 | A | A | 53,275 | $0.00 | 53,275 | D | $5.60 · — to 2033-02-25 | 53,275 Common Stock | (F5) The stock option vests in three equal annual installments beginning on February 25, 2024. |
| 4 | Derivative | Restricted Stock Units | 2023-02-25 | M | D | 11,000.30 | $0.00 | 43,999.17 | D | — · — to — | 11,000.30 Common Stock | (F1) Restricted Stock Units (RSUs) convert into shares of EAF common stock on a one-for-one basis. (F4) On February 25, 2022, the reporting person was granted 54,623 RSUs, which also accrue additional RSUs pursuant to dividend equivalent rights based upon the closing price of EAF stock as of the dividend payment date. The RSUs vest in five equal annual installments beginning on February 25, 2023. |
| 5 | Derivative | Restricted Stock Units | 2023-02-25 | A | A | 58,746 | $0.00 | 58,746 | D | — · — to — | 58,746 Common Stock | (F2) Each restricted stock unit (RSU) represents a contingent right to receive one share of EAF common stock. (F3) The RSUs vest in three equal annual installments beginning on February 25, 2024. |