Form 4 for EAF GRAFTECH INTERNATIONAL LTD
Accepted 2023-07-05 00:00:00 ET · period of report 2023-06-30 · accession 0000931148-23-000114 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-07-05 | 2023-07-01 | EAF | Kessler Marcel | CEO, Pres, Dir | M - OptEx | — | +12.5K | 12.5K | New | — |
| DM | 2023-07-05 | 2023-06-30 | EAF | Kessler Marcel | CEO, Pres, Dir | A - Grant | $0.00 | +318.40 | 98.4K | +0.3% | $0 |
| D | 2023-07-05 | 2023-07-01 | EAF | Kessler Marcel | CEO, Pres, Dir | M - OptEx | $0.00 | -12.5K | 49.9K | -20% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-07-01 | M | A | 12,480 | — | 12,480 | D | — | — | (F1) Restricted Stock Units (RSUs) convert into shares of EAF common stock on a one-for-one basis. |
| 2 | Derivative | Restricted Stock Units | 2023-06-30 | A | A | 123.56 | $0.00 | 62,399.29 | D | — · — to — | 123.56 Common Stock | (F3) Additional RSUs accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date. (F2) Each RSU represents a contingent right to receive one share of EAF common stock. (F4) The RSUs vest in five equal annual installments beginning on July 1, 2023. |
| 3 | Derivative | Restricted Stock Units | 2023-07-01 | M | D | 12,480.06 | $0.00 | 49,919.23 | D | — · — to — | 12,480.06 Common Stock | (F1) Restricted Stock Units (RSUs) convert into shares of EAF common stock on a one-for-one basis. (F6) On July 1, 2022, the reporting person was granted 61,874 RSUs, which also accrue additional RSUs pursuant to dividend equivalent rights based upon the closing price of EAF stock as of the dividend payment date. The RSUs vest in five equal installments beginning on July 1, 2023. |
| 4 | Derivative | Restricted Stock Units | 2023-06-30 | A | A | 194.84 | $0.00 | 98,393.48 | D | — · — to — | 194.84 Common Stock | (F3) Additional RSUs accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date. (F2) Each RSU represents a contingent right to receive one share of EAF common stock. (F5) The RSUs vest in three equal annual installments beginning on February 25, 2024. |