Form 4 for BCIC BCP Investment Corp
Accepted 2023-09-29 00:00:00 ET · period of report 2023-06-01 · accession 0000935836-23-000628 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-09-29 | 2023-06-01 | BCIC | Repertoire Master Fund LP | 10% | X - OptEx | $21.92 | +15.0K | 1.17M | +1% | +$328.6K |
| DM | 2023-09-29 | 2023-09-19+ | BCIC | Repertoire Master Fund LP | 10% | S - Sale+OE | $19.35 | -93.5K | 1.12M | -8% | -$1.81M |
| D | 2023-09-29 | 2023-06-01 | BCIC | Repertoire Master Fund LP | 10% | P - Purchase | $19.45 | +15.0K | 1.18M | +1% | +$291.6K |
| DM | 2023-09-29 | 2023-06-01 | BCIC | Repertoire Master Fund LP | 10% | J - Other | $19.45 | -15.0K | 1.16M | -1% | -$291.6K |
| DM | 2023-09-29 | 2023-06-01 | BCIC | Repertoire Master Fund LP | 10% | X - OptEx | — | -4 | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-01 | X | A | 100 | $22.67 | 1,162,434 | D | — | — | (F1) On 6/1/2023, upon settlement of an equity swap agreement entered into between the reporting person and a securities broker on 2/7/2023, the reporting person paid to the broker $22.67 per share for each of the 100 shares subject to the agreement, offset by $19.45 per share (the market price of the shares on 6/1/2023) owed by the broker to the reporting person for each of the 100 shares subject to the agreement. The termination of the equity swap and the reported purchase of common stock in connection therewith are deemed exempt from section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-6(b) thereunder. |
| 2 | Common | Common Stock | 2023-09-28 | S | D | 4,800 | $19.20 | 1,083,825 | D | — | — | |
| 3 | Common | Common Stock | 2023-09-27 | S | D | 15,051 | $19.25 | 1,088,625 | D | — | — | |
| 4 | Common | Common Stock | 2023-09-22 | S | D | 2,278 | $19.27 | 1,103,676 | D | — | — | |
| 5 | Common | Common Stock | 2023-09-22 | S | D | 3,763 | $19.44 | 1,105,954 | D | — | — | |
| 6 | Common | Common Stock | 2023-09-21 | S | D | 10,446 | $19.29 | 1,109,717 | D | — | — | |
| 7 | Common | Common Stock | 2023-09-20 | S | D | 1,700 | $19.50 | 1,120,163 | D | — | — | |
| 8 | Common | Common Stock | 2023-09-19 | S | D | 55,462 | $19.40 | 1,121,863 | D | — | — | |
| 9 | Common | Common Stock | 2023-06-01 | P | A | 14,991 | $19.45 | 1,177,325 | D | — | — | |
| 10 | Common | Common Stock | 2023-06-01 | J | D | 6,440 | $19.45 | 1,162,334 | D | — | — | (F4) On 6/1/2023, upon settlement of an equity swap agreement entered into between the reporting person and a securities broker on 3/13/2023, the reporting person paid to the broker $21.0692 per share for each of the 6,440 shares subject to the agreement, offset by $19.45 per share (the market price of the shares on 6/1/2023) owed by the broker to the reporting person for each of the 6,440 shares subject to the agreement. The termination of the equity swap and the reported purchase of common stock in connection therewith are deemed exempt from section 16(b) of the Exchange Act pursuant to Rule 16b-6(b) thereunder. |
| 11 | Common | Common Stock | 2023-06-01 | J | D | 100 | $19.45 | 1,162,334 | D | — | — | (F1) On 6/1/2023, upon settlement of an equity swap agreement entered into between the reporting person and a securities broker on 2/7/2023, the reporting person paid to the broker $22.67 per share for each of the 100 shares subject to the agreement, offset by $19.45 per share (the market price of the shares on 6/1/2023) owed by the broker to the reporting person for each of the 100 shares subject to the agreement. The termination of the equity swap and the reported purchase of common stock in connection therewith are deemed exempt from section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-6(b) thereunder. |
| 12 | Common | Common Stock | 2023-06-01 | X | A | 7,218 | $22.65 | 1,169,552 | D | — | — | (F2) On 6/1/2023, upon settlement of an equity swap agreement between the reporting person and a securities broker entered into on 2/8/2023, the reporting person paid to the broker $22.65 per share for each of the remaining 7,218 shares subject to the agreement, offset by $19.45 per share (the market price of the shares on 6/1/2023) owed by the broker to the reporting person for each of the remaining 7,218 shares subject to the agreement. The termination of the equity swap and the reported purchase of common stock in connection therewith are deemed exempt from section 16(b) of the Exchange Act pursuant to Rule 16b-6(b) thereunder. |
| 13 | Common | Common Stock | 2023-06-01 | J | D | 7,218 | $19.45 | 1,162,334 | D | — | — | (F2) On 6/1/2023, upon settlement of an equity swap agreement between the reporting person and a securities broker entered into on 2/8/2023, the reporting person paid to the broker $22.65 per share for each of the remaining 7,218 shares subject to the agreement, offset by $19.45 per share (the market price of the shares on 6/1/2023) owed by the broker to the reporting person for each of the remaining 7,218 shares subject to the agreement. The termination of the equity swap and the reported purchase of common stock in connection therewith are deemed exempt from section 16(b) of the Exchange Act pursuant to Rule 16b-6(b) thereunder. |
| 14 | Common | Common Stock | 2023-06-01 | X | A | 1,233 | $22.03 | 1,163,567 | D | — | — | (F3) On 6/1/2023, upon settlement of an equity swap agreement entered into between the reporting person and a securities broker on 3/10/2023, the reporting person paid to the broker $22.0259 per share for each of the 1,233 shares subject to the agreement, offset by $19.45 per share (the market price of the shares on 6/1/2023) owed by the broker to the reporting person for each of the 1,233 shares subject to the agreement. The termination of the equity swap and the reported purchase of common stock in connection therewith are deemed exempt from section 16(b) of the Exchange Act pursuant to Rule 16b-6(b) thereunder. |
| 15 | Common | Common Stock | 2023-06-01 | J | D | 1,233 | $19.45 | 1,162,334 | D | — | — | (F3) On 6/1/2023, upon settlement of an equity swap agreement entered into between the reporting person and a securities broker on 3/10/2023, the reporting person paid to the broker $22.0259 per share for each of the 1,233 shares subject to the agreement, offset by $19.45 per share (the market price of the shares on 6/1/2023) owed by the broker to the reporting person for each of the 1,233 shares subject to the agreement. The termination of the equity swap and the reported purchase of common stock in connection therewith are deemed exempt from section 16(b) of the Exchange Act pursuant to Rule 16b-6(b) thereunder. |
| 16 | Common | Common Stock | 2023-06-01 | X | A | 6,440 | $21.07 | 1,168,774 | D | — | — | (F4) On 6/1/2023, upon settlement of an equity swap agreement entered into between the reporting person and a securities broker on 3/13/2023, the reporting person paid to the broker $21.0692 per share for each of the 6,440 shares subject to the agreement, offset by $19.45 per share (the market price of the shares on 6/1/2023) owed by the broker to the reporting person for each of the 6,440 shares subject to the agreement. The termination of the equity swap and the reported purchase of common stock in connection therewith are deemed exempt from section 16(b) of the Exchange Act pursuant to Rule 16b-6(b) thereunder. |
| 17 | Derivative | Equity Swap (Obligation to Buy) | 2023-06-01 | X | D | 1 | — | 0 | D | $21.07 · — to — | 6,440 Common Stock | (F4) On 6/1/2023, upon settlement of an equity swap agreement entered into between the reporting person and a securities broker on 3/13/2023, the reporting person paid to the broker $21.0692 per share for each of the 6,440 shares subject to the agreement, offset by $19.45 per share (the market price of the shares on 6/1/2023) owed by the broker to the reporting person for each of the 6,440 shares subject to the agreement. The termination of the equity swap and the reported purchase of common stock in connection therewith are deemed exempt from section 16(b) of the Exchange Act pursuant to Rule 16b-6(b) thereunder. |
| 18 | Derivative | Equity Swap (Obligation to Buy) | 2023-06-01 | X | D | 1 | — | 0 | D | $22.67 · — to — | 100 Common Stock | (F1) On 6/1/2023, upon settlement of an equity swap agreement entered into between the reporting person and a securities broker on 2/7/2023, the reporting person paid to the broker $22.67 per share for each of the 100 shares subject to the agreement, offset by $19.45 per share (the market price of the shares on 6/1/2023) owed by the broker to the reporting person for each of the 100 shares subject to the agreement. The termination of the equity swap and the reported purchase of common stock in connection therewith are deemed exempt from section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-6(b) thereunder. |
| 19 | Derivative | Equity Swap (Obligation to Buy) | 2023-06-01 | X | D | 1 | — | 0 | D | $22.65 · — to — | 7,218 Common Stock | (F2) On 6/1/2023, upon settlement of an equity swap agreement between the reporting person and a securities broker entered into on 2/8/2023, the reporting person paid to the broker $22.65 per share for each of the remaining 7,218 shares subject to the agreement, offset by $19.45 per share (the market price of the shares on 6/1/2023) owed by the broker to the reporting person for each of the remaining 7,218 shares subject to the agreement. The termination of the equity swap and the reported purchase of common stock in connection therewith are deemed exempt from section 16(b) of the Exchange Act pursuant to Rule 16b-6(b) thereunder. |
| 20 | Derivative | Equity Swap (Obligation to Buy) | 2023-06-01 | X | D | 1 | — | 0 | D | $22.03 · — to — | 1,233 Common Stock | (F3) On 6/1/2023, upon settlement of an equity swap agreement entered into between the reporting person and a securities broker on 3/10/2023, the reporting person paid to the broker $22.0259 per share for each of the 1,233 shares subject to the agreement, offset by $19.45 per share (the market price of the shares on 6/1/2023) owed by the broker to the reporting person for each of the 1,233 shares subject to the agreement. The termination of the equity swap and the reported purchase of common stock in connection therewith are deemed exempt from section 16(b) of the Exchange Act pursuant to Rule 16b-6(b) thereunder. |