Form 4/A for BCIC BCP Investment Corp
Accepted 2023-10-10 00:00:00 ET · period of report 2023-01-12 · accession 0000935836-23-000653 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DA | 2023-10-10 | 2023-04-21 | BCIC | Repertoire Master Fund LP | 10% | J - Other | $20.58 | -882 | 1.16M | -0.1% | -$18.2K |
| DA | 2023-10-10 | 2023-04-21 | BCIC | Repertoire Master Fund LP | 10% | X - OptEx | $24.63 | +882 | 1.16M | +0.1% | +$21.7K |
| DA | 2023-10-10 | 2023-04-21 | BCIC | Repertoire Master Fund LP | 10% | X - OptEx | — | -882 | 64.7K | -1% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-04-21 | J | D | 882 | $20.58 | 1,162,344 | D | — | — | (F1) This amendment is being filed to report this transaction, which was inadvertently omitted from the original Form 4 filed on 5/2/2023. On 4/21/2023, upon partial settlement of an equity swap agreement entered into by the reporting person and a securities broker on 11/30/2021, the reporting person paid to the broker $24.6301 per share for each of 882 shares subject to the settlement, offset by $20.5784 per share (the market price of the shares on 4/21/2023) for each of the 882 shares subject to the settlement. After the partial settlement, 64,651 notional shares of PTMN common stock remained subject to the equity swap agreement. The partial settlement of the equity swap and the reported purchase of common stock in connection therewith are deemed exempt from section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-6(b) thereunder. |
| 2 | Common | Common Stock | 2023-04-21 | X | A | 882 | $24.63 | 1,163,226 | D | — | — | (F1) This amendment is being filed to report this transaction, which was inadvertently omitted from the original Form 4 filed on 5/2/2023. On 4/21/2023, upon partial settlement of an equity swap agreement entered into by the reporting person and a securities broker on 11/30/2021, the reporting person paid to the broker $24.6301 per share for each of 882 shares subject to the settlement, offset by $20.5784 per share (the market price of the shares on 4/21/2023) for each of the 882 shares subject to the settlement. After the partial settlement, 64,651 notional shares of PTMN common stock remained subject to the equity swap agreement. The partial settlement of the equity swap and the reported purchase of common stock in connection therewith are deemed exempt from section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-6(b) thereunder. |
| 3 | Derivative | Equity Swap (Obligation to Buy) | 2023-04-21 | X | D | 882 | — | 64,651 | D | $24.63 · — to — | 882 Common Stock | (F1) This amendment is being filed to report this transaction, which was inadvertently omitted from the original Form 4 filed on 5/2/2023. On 4/21/2023, upon partial settlement of an equity swap agreement entered into by the reporting person and a securities broker on 11/30/2021, the reporting person paid to the broker $24.6301 per share for each of 882 shares subject to the settlement, offset by $20.5784 per share (the market price of the shares on 4/21/2023) for each of the 882 shares subject to the settlement. After the partial settlement, 64,651 notional shares of PTMN common stock remained subject to the equity swap agreement. The partial settlement of the equity swap and the reported purchase of common stock in connection therewith are deemed exempt from section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-6(b) thereunder. |