Form 4 for LEVI LEVI STRAUSS & CO
Accepted 2024-02-20 00:00:00 ET · period of report 2024-02-15 · accession 0000935836-24-000235 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2024-02-20 | 2024-02-15+ | LEVI | Haas Margaret E. | 10% | C - Cnv Deriv | $0.00 | +10.4K | 467 | New | $0 |
| DMI | 2024-02-20 | 2024-02-15+ | LEVI | Haas Margaret E. | 10% | S - Sale | $18.01 | -10.4K | 0 | -100% | -$187.0K |
| DMI | 2024-02-20 | 2024-02-15+ | LEVI | Haas Margaret E. | 10% | C - Cnv Deriv | $0.00 | -10.4K | 7.18M | -0.1% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-02-20 | C | A | 9,462 | $0.00 | 9,462 | I See Footnote | — | — | (F2) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. (F3) The shares are held by the Margaret E. Haas Fund, of which Ms. Haas is Board Chair for the benefit of various charitable entities. Ms. Haas disclaims beneficial ownership of these shares. |
| 2 | Common | Class A Common Stock | 2024-02-15 | C | A | 456 | $0.00 | 456 | I See Footnote | — | — | (F2) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. (F3) The shares are held by the Margaret E. Haas Fund, of which Ms. Haas is Board Chair for the benefit of various charitable entities. Ms. Haas disclaims beneficial ownership of these shares. |
| 3 | Common | Class A Common Stock | 2024-02-15 | S | D | 456 | $18.00 | 0 | I See Footnote | — | — | (F3) The shares are held by the Margaret E. Haas Fund, of which Ms. Haas is Board Chair for the benefit of various charitable entities. Ms. Haas disclaims beneficial ownership of these shares. |
| 4 | Common | Class A Common Stock | 2024-02-20 | S | D | 9,462 | $18.01 | 0 | I See Footnote | — | — | (F5) The reported price is a weighed average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.12 per share. Ms. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission on request, full information regarding the number of shares sold at each seperate price within this range. (F3) The shares are held by the Margaret E. Haas Fund, of which Ms. Haas is Board Chair for the benefit of various charitable entities. Ms. Haas disclaims beneficial ownership of these shares. |
| 5 | Common | Class A Common Stock | 2024-02-16 | C | A | 467 | $0.00 | 467 | I See Footnote | — | — | (F2) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. (F3) The shares are held by the Margaret E. Haas Fund, of which Ms. Haas is Board Chair for the benefit of various charitable entities. Ms. Haas disclaims beneficial ownership of these shares. |
| 6 | Common | Class A Common Stock | 2024-02-16 | S | D | 467 | $18.00 | 0 | I See Footnote | — | — | (F6) The reported price is a weighed average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.005 per share. Ms. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission on request, full information regarding the number of shares sold at each seperate price within this range. (F3) The shares are held by the Margaret E. Haas Fund, of which Ms. Haas is Board Chair for the benefit of various charitable entities. Ms. Haas disclaims beneficial ownership of these shares. |
| 7 | Derivative | Class B Common Stock | 2024-02-20 | C | D | 9,462 | $0.00 | 7,175,982 | I See Footnote | — · — to — | 9,462 Class A Common Stock | (F2) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. (F3) The shares are held by the Margaret E. Haas Fund, of which Ms. Haas is Board Chair for the benefit of various charitable entities. Ms. Haas disclaims beneficial ownership of these shares. |
| 8 | Derivative | Class B Common Stock | 2024-02-15 | C | D | 456 | $0.00 | 7,175,982 | I See Footnote | — · — to — | 456 Class A Common Stock | (F2) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. (F3) The shares are held by the Margaret E. Haas Fund, of which Ms. Haas is Board Chair for the benefit of various charitable entities. Ms. Haas disclaims beneficial ownership of these shares. |
| 9 | Derivative | Class B Common Stock | 2024-02-16 | C | D | 467 | $0.00 | 7,175,982 | I See Footnote | — · — to — | 467 Class A Common Stock | (F5) The reported price is a weighed average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.12 per share. Ms. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission on request, full information regarding the number of shares sold at each seperate price within this range. (F2) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. (F3) The shares are held by the Margaret E. Haas Fund, of which Ms. Haas is Board Chair for the benefit of various charitable entities. Ms. Haas disclaims beneficial ownership of these shares. |