Form 4 for LEVI LEVI STRAUSS & CO
Accepted 2024-05-17 00:00:00 ET · period of report 2024-05-15 · accession 0000935836-24-000407 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-05-17 | 2024-05-15+ | LEVI | Peter E. Haas Jr. Family Fund | 10% | C - Cnv Deriv | $0.00 | +300.0K | 102.4K | New | $0 |
| DM | 2024-05-17 | 2024-05-15+ | LEVI | Peter E. Haas Jr. Family Fund | 10% | S - Sale | $22.18 | -300.0K | 0 | -100% | -$6.66M |
| DM | 2024-05-17 | 2024-05-15+ | LEVI | Peter E. Haas Jr. Family Fund | 10% | C - Cnv Deriv | $0.00 | -300.0K | 23.93M | -1% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-05-16 | C | A | 140,839 | $0.00 | 140,839 | D | — | — | (F2) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 2 | Common | Class A Common Stock | 2024-05-17 | S | D | 56,743 | $21.96 | 0 | D | — | — | (F6) The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.8650 to $ 22.0900 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission on request, full information regarding the number of shares sold at each separate price within this range. |
| 3 | Common | Class A Common Stock | 2024-05-17 | C | A | 56,743 | $0.00 | 56,743 | D | — | — | (F2) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 4 | Common | Class A Common Stock | 2024-05-15 | C | A | 102,418 | $0.00 | 102,418 | D | — | — | (F2) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 5 | Common | Class A Common Stock | 2024-05-15 | S | D | 102,418 | $22.33 | 0 | D | — | — | (F4) The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.0800 to $23.0000 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission on request, full information regarding the number of shares sold at each separate price within this range. |
| 6 | Common | Class A Common Stock | 2024-05-16 | S | D | 140,839 | $22.17 | 0 | D | — | — | (F5) The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.0550 to $22.3600 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission on request, full information regarding the number of shares sold at each separate price within this range. |
| 7 | Derivative | Class B Common Stock | 2024-05-15 | C | D | 102,418 | $0.00 | 23,928,400 | D | — · — to — | 102,418 Class A Common Stock | (F2) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 8 | Derivative | Class B Common Stock | 2024-05-17 | C | D | 56,743 | $0.00 | 23,928,400 | D | — · — to — | 56,743 Class A Common Stock | (F2) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 9 | Derivative | Class B Common Stock | 2024-05-16 | C | D | 140,839 | $0.00 | 23,928,400 | D | — · — to — | 140,839 Class A Common Stock | (F2) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |