Form 4 for SHAZ SharonAI Holdings Inc.
Accepted 2026-09-17 16:21:39 ET · period of report 2026-09-15 · accession 0000935836-26-000494 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2026-09-17 16:21 | 2026-09-15 | SHAZ | Situational Awareness LP | 10% | X - OptEx | $0.0001 | +2.67M | 8.07M | +50% | +$267.48 |
| DI | 2026-09-17 16:21 | 2026-09-15 | SHAZ | Situational Awareness LP | 10% | X - OptEx | $0.00 | -2.67M | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Ordinary Common Stock | 2026-09-15 | X | A | 2,674,823 | $0.0001 | 8,070,950 | I See Note | — | — | (F1) The reporting persons are Situational Awareness LP ("SALP"), SAF AI GP LP ("GP"), Situational Awareness LLC ("SALLC"), Situational Awareness Partners LP ("Fund"), Leopold Aschenbrenner and Carl Shulman. SALP and GP are the investment adviser and general partner, respectively, of Fund. SALLC is the general partner of SALP. Mr. Aschenbrenner is the managing partner and control person of SALP and GP and the manager of SALLC. Mr. Shulman is the co-portfolio manager of Fund. Fund holds these securities directly for the benefit of its investors. SALP, GP, SALLC, Mr. Aschenbrenner and Mr. Shulman may be deemed to indirectly beneficially own the securities due to their relationship with Fund. The reporting persons disclaim beneficial ownership of the securities except to the extent of their respective pecuniary interests therein. |
| 2 | Derivative | Pre-Funded Warrants | 2026-09-15 | X | D | 2,674,823 | $0.00 | 0 | I See Note | $0.0001 · — to — | 2,674,823 Class A Ordinary Common Stock | (F2) The pre-funded warrants are exercisable at any time and have no expiration date. (F2) The pre-funded warrants are exercisable at any time and have no expiration date. (F1) The reporting persons are Situational Awareness LP ("SALP"), SAF AI GP LP ("GP"), Situational Awareness LLC ("SALLC"), Situational Awareness Partners LP ("Fund"), Leopold Aschenbrenner and Carl Shulman. SALP and GP are the investment adviser and general partner, respectively, of Fund. SALLC is the general partner of SALP. Mr. Aschenbrenner is the managing partner and control person of SALP and GP and the manager of SALLC. Mr. Shulman is the co-portfolio manager of Fund. Fund holds these securities directly for the benefit of its investors. SALP, GP, SALLC, Mr. Aschenbrenner and Mr. Shulman may be deemed to indirectly beneficially own the securities due to their relationship with Fund. The reporting persons disclaim beneficial ownership of the securities except to the extent of their respective pecuniary interests therein. |