Form 4 for WAFD WAFD INC
Accepted 2023-11-02 00:00:00 ET · period of report 2023-10-31 · accession 0000936528-23-000182 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-11-02 | 2023-10-31 | WAFD | BEARDALL BRENT J | Pres, CEO, Dir | D - Sale to Iss | $0.00 | -51.5K | 414.9K | -11% | $0 | |
| 2023-11-02 | 2023-10-31 | WAFD | BEARDALL BRENT J | Pres, CEO, Dir | F - Tax | $24.68 | -9,719 | 405.1K | -2% | -$239.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-10-31 | D | D | 51,533 | $0.00 | 414,863 | D | — | — | |
| 2 | Common | Common Stock | 2023-10-31 | F | D | 9,719 | $24.68 | 405,144 | D | — | — | (F1) Direct holdings include 115,773 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person. |