Form 4 for APPF APPFOLIO INC
Accepted 2025-11-06 00:00:00 ET · period of report 2025-11-04 · accession 0000938333-25-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2025-11-06 | 2025-11-04 | APPF | DUCA MAURICE J | 10% | C - Cnv Deriv | $0.00 | +123.1K | 153.5K | +405% | $0 |
| D | 2025-11-06 | 2025-11-04 | APPF | DUCA MAURICE J | 10% | C - Cnv Deriv | $0.00 | +40.2K | 96.0K | +72% | $0 |
| DMI | 2025-11-06 | 2025-11-04 | APPF | DUCA MAURICE J | 10% | C - Cnv Deriv | $0.00 | -123.1K | 79.4K | -61% | $0 |
| D | 2025-11-06 | 2025-11-04 | APPF | DUCA MAURICE J | 10% | C - Cnv Deriv | $0.00 | -40.2K | 3.47M | -1% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-11-04 | C | A | 5,000 | $0.00 | 44,000 | I By Family Trust | — | — | |
| 2 | Common | Class A Common Stock | 2025-11-04 | C | A | 118,124 | $0.00 | 153,500 | I By Pension Trust | — | — | (F4) These Class A Shares are held by a pension trust of which the Reporting Person is the sole trustee and who, in that capacity, possesses sole voting and sole dispositive power over these Class A Shares. However, the Reporting Person does not possess any pecuniary interest in these Class A Shares. |
| 3 | Common | Class A Common Stock | 2025-11-04 | C | A | 40,210 | $0.00 | 96,005 | D | — | — | |
| 4 | Derivative | Class B Common Stock | 2025-11-04 | C | D | 118,124 | $0.00 | 2,382,136 | I By Pension Trust | $0.00 · — to — | 118,124 Class A Common Stock | (F10) These Class B Shares are held by a pension trust of which the Reporting Person is the sole trustee and who, in that capacity, possesses sole voting and sole dispositive power over these Class B Shares. However, the Reporting Person does not possess any pecuniary interest in these Class B Shares. (F9) (Continued from Footnote 8) AppFolio's Class B Shares do not have an expiration date. However, all of the outstanding Class B Shares will convert automatically into Class A Shares, on a one share-for-one share basis, on the date when the number of the Company's outstanding Class B Shares represents less than 10% of the sum of AppFolio's outstanding Class A Shares and Class B Shares. (F8) Each Class B Share is convertible, at any time at the option of the holder, into one Class A Share. In addition, Class B Shares that are sold or otherwise transferred will convert automatically, on a one share-for-one share basis, into Class A Shares, except for (i) any transfer by a partnership or limited liability company that was a registered holder of Class B Shares prior to June 30, 2015 that is made to anyone who was a partner or member of any such partnership or limited liability company prior to June 30, 2015, and (ii) any transfer to a "qualified recipient" (as defined in AppFolio's Amended and Restated Certificate of Incorporation). |
| 5 | Derivative | Class B Common Stock | 2025-11-04 | C | D | 5,000 | $0.00 | 79,442 | I By Family Trust | $0.00 · — to — | 5,000 Class A Common Stock | (F9) (Continued from Footnote 8) AppFolio's Class B Shares do not have an expiration date. However, all of the outstanding Class B Shares will convert automatically into Class A Shares, on a one share-for-one share basis, on the date when the number of the Company's outstanding Class B Shares represents less than 10% of the sum of AppFolio's outstanding Class A Shares and Class B Shares. (F8) Each Class B Share is convertible, at any time at the option of the holder, into one Class A Share. In addition, Class B Shares that are sold or otherwise transferred will convert automatically, on a one share-for-one share basis, into Class A Shares, except for (i) any transfer by a partnership or limited liability company that was a registered holder of Class B Shares prior to June 30, 2015 that is made to anyone who was a partner or member of any such partnership or limited liability company prior to June 30, 2015, and (ii) any transfer to a "qualified recipient" (as defined in AppFolio's Amended and Restated Certificate of Incorporation). |
| 6 | Derivative | Class B Common Stock | 2025-11-04 | C | D | 40,210 | $0.00 | 3,471,416 | D | $0.00 · — to — | 40,210 Class A Common Stock | (F9) (Continued from Footnote 8) AppFolio's Class B Shares do not have an expiration date. However, all of the outstanding Class B Shares will convert automatically into Class A Shares, on a one share-for-one share basis, on the date when the number of the Company's outstanding Class B Shares represents less than 10% of the sum of AppFolio's outstanding Class A Shares and Class B Shares. (F8) Each Class B Share is convertible, at any time at the option of the holder, into one Class A Share. In addition, Class B Shares that are sold or otherwise transferred will convert automatically, on a one share-for-one share basis, into Class A Shares, except for (i) any transfer by a partnership or limited liability company that was a registered holder of Class B Shares prior to June 30, 2015 that is made to anyone who was a partner or member of any such partnership or limited liability company prior to June 30, 2015, and (ii) any transfer to a "qualified recipient" (as defined in AppFolio's Amended and Restated Certificate of Incorporation). |