Form 4 for APPF APPFOLIO INC
Accepted 2026-02-03 00:00:00 ET · period of report 2026-02-02 · accession 0000938333-26-000001 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2026-02-03 | 2026-02-02 | APPF | DUCA MAURICE J | 10% | C - Cnv Deriv | $0.00 | +7,022 | 7,022 | New | $0 |
| DI | 2026-02-03 | 2026-02-02 | APPF | DUCA MAURICE J | 10% | C - Cnv Deriv | $0.00 | -7,022 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2026-02-02 | C | A | 7,022 | $0.00 | 7,022 | I By Charitable Remainder Trust | — | — | (F2) These Class A Shares are held by a trust of which the Reporting Person is a co-trustee and, in that capacity, he may be deemed to share voting and dispositive power over these Class A Shares with the other trustee. However, the Reporting Person does not have a pecuniary interest in, and he disclaims beneficial ownership of, these Class A Shares. |
| 2 | Derivative | Class B Common Stock | 2026-02-02 | C | D | 7,022 | $0.00 | 0 | I By Charitable Remainder Trust | $0.00 · — to — | 7,022 Class A Common Stock | (F7) Each Class B Share is convertible, at any time at the option of the holder, into one Class A Share. In addition, Class B Shares that are sold or otherwise transferred will convert automatically, on a one share-for-one share basis, into Class A Shares, except for (i) any transfer by a partnership or limited liability company that was a registered holder of Class B Shares prior to June 30, 2015 that is made to anyone who was a partner or member of any such partnership or limited liability company prior to June 30, 2015, and (ii) any transfer to a "qualified recipient" (as defined in AppFolio's Amended and Restated Certificate of Incorporation). (F8) (Continued from Footnote 7) AppFolio's Class B Shares do not have an expiration date. However, all of the outstanding Class B Shares will convert automatically into Class A Shares, on a one share-for-one share basis, on the date when the number of the Company's outstanding Class B Shares represents less than 10% of the sum of AppFolio's outstanding Class A Shares and Class B Shares. |