Form 4 for RVSB RIVERVIEW BANCORP INC

Accepted 2021-07-13 00:00:00 ET · period of report 2021-07-09 · accession 0000939057-21-000190 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2021-07-13	2021-07-09	RVSB	Cox Daniel D	EVP, CCO	A - Grant	$0.00	+6,504	39.7K	+20%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-07-09	A	A	1,626	$0.00	34,842	D	—	—	(F1) Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on July 9, 2022, July 9, 2023 and July 9, 2024. (F3) Reflects 5,000 shares owned indirectly in the Riverview 401 (k) Plan and 5,518 shares owned indirectly in Riverview's Employee Stock Ownership Plan.
2	Common	Common Stock	2021-07-09	A	A	4,878	$0.00	39,720	D	—	—	(F2) Reporting Person was granted an award of performance based restricted stock covering a target of 4,878 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on July 9, 2023 and 50% on July 9, 2024, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2021 through March 31, 2022. (F3) Reflects 5,000 shares owned indirectly in the Riverview 401 (k) Plan and 5,518 shares owned indirectly in Riverview's Employee Stock Ownership Plan.