Form 4 for FSBW FS Bancorp, Inc.
Accepted 2023-08-28 00:00:00 ET · period of report 2023-08-17 · accession 0000939057-23-000261 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-28 | 2023-08-17 | FSBW | FULLER ROBERT B | Retried Chief Credit Off | D - Sale to Iss | $0.00 | -4,712 | 3,368 | -58% | $0 |
| DM | 2023-08-28 | 2023-08-24 | FSBW | FULLER ROBERT B | Retried Chief Credit Off | M - OptEx | $25.29 | +4,896 | 6,616 | +285% | +$123.8K |
| D | 2023-08-28 | 2023-08-24 | FSBW | FULLER ROBERT B | Retried Chief Credit Off | F - Tax | $30.68 | -4,896 | 3,368 | -59% | -$150.2K |
| D | 2023-08-28 | 2023-08-17 | FSBW | FULLER ROBERT B | Retried Chief Credit Off | D - Sale to Iss | $0.00 | -11.8K | 10.6K | -53% | $0 |
| DM | 2023-08-28 | 2023-08-24 | FSBW | FULLER ROBERT B | Retried Chief Credit Off | M - OptEx | $0.00 | -4,896 | 8,676 | -36% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-17 | D | D | 4,712 | $0.00 | 3,368 | D | — | — | (F1) The shares disposed are unvested restricted shares forfeited as a result of the reporting person's retirement as Chief Credit Officer on 08/17/2023. Of the total shares forfeited, 664 shares arc from the 08/15/2019 restricted stock grant award, 1,648 shares arc from the 08/15/2020 restricted stock grant award, 1,500 shares arc from the 08/15/2021 restricted stock grant award and 900 shares are from the 08/15/2022 restricted stock grant award. |
| 2 | Common | Common Stock | 2023-08-24 | M | A | 1,920 | $29.30 | 5,288 | D | — | — | |
| 3 | Common | Common Stock | 2023-08-24 | F | D | 4,896 | $30.68 | 3,368 | D | — | — | |
| 4 | Common | Common Stock | 2023-08-24 | M | A | 1,648 | $21.35 | 8,264 | D | — | — | |
| 5 | Common | Common Stock | 2023-08-24 | M | A | 1,328 | $24.37 | 6,616 | D | — | — | |
| 6 | Derivative | Stock Option (Right to Buy) | 2023-08-17 | D | D | 11,824 | $0.00 | 10,596 | D | $0.00 · — to — | 11,824 Common Stock | (F2) The options disposed are unvested non-qualified stock options forfeited as a result of the reporting person's retirement on 08/17/2023. Of the total options forfeited, 1,328 options are from the 08/15/2019 non-qualified stock option grant award, 3,296 options are from the 08/15/2020 non-qualified stock option grant award, 4,500 options are from the 08/15/2021 non-qualified stock option grant award and 2,700 options are from the 08/15/2022 non-qualified stock option grant award. |
| 7 | Derivative | Stock Option (Right to Buy) | 2023-08-24 | M | D | 1,648 | $0.00 | 5,700 | D | $21.35 · 2021-08-15 to 2030-08-15 | 1,648 Common Stock | |
| 8 | Derivative | Stock Option (Right to Buy) | 2023-08-24 | M | D | 1,328 | $0.00 | 7,348 | D | $24.37 · 2020-08-15 to 2029-08-15 | 1,328 Common Stock | |
| 9 | Derivative | Stock Option (Right to Buy) | 2023-08-24 | M | D | 1,920 | $0.00 | 8,676 | D | $29.30 · 2019-08-15 to 2028-08-15 | 1,920 Common Stock |