Form 4 for EXEL EXELIXIS, INC.
Accepted 2022-08-12 00:00:00 ET · period of report 2022-08-11 · accession 0000939767-22-000100 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-08-12 | 2022-08-11 | EXEL | Senner Christopher J. | EVP, CFO | M - OptEx | $6.21 | +225.0K | 670.9K | +50% | +$1.40M |
| D | 2022-08-12 | 2022-08-11 | EXEL | Senner Christopher J. | EVP, CFO | F - Tax | $19.23 | -152.9K | 518.0K | -23% | -$2.94M |
| D | 2022-08-12 | 2022-08-11 | EXEL | Senner Christopher J. | EVP, CFO | M - OptEx | $0.00 | -225.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-11 | M | A | 225,000 | $6.21 | 670,882 | D | — | — | (F1) Includes 166,412 shares of Exelixis, Inc. common stock ("Common Stock") that will be issued to the Reporting Person upon vesting of restricted stock units. |
| 2 | Common | Common Stock | 2022-08-11 | F | D | 152,867 | $19.23 | 518,015 | D | — | — | (F2) Represents a "net exercise" of an outstanding stock option. The Reporting Person received 225,000 shares of Common Stock on the net exercise of a stock option to purchase 72,133 shares of Common Stock. The Issuer withheld 152,867 shares of Common Stock underlying the stock option for payment of the exercise price and tax withholding using the closing price of Common Stock on August 11, 2022 of $19.23. |
| 3 | Derivative | Option (right to buy) | 2022-08-11 | M | D | 225,000 | $0.00 | 0 | D | $6.21 · 2016-09-16 to 2022-09-15 | 225,000 Common Stock | (F4) The option, representing the right to purchase a total of 225,000 shares of Common Stock, became fully exercisable on September 16, 2019. |