Form 4 for EXEL EXELIXIS, INC.
Accepted 2022-11-17 00:00:00 ET · period of report 2021-05-17 · accession 0000939767-22-000114 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-11-17 | 2021-05-17+ | EXEL | Hessekiel Jeffrey | EVP, GC, Sec | S - Sale | $22.73 | -36.0K | 586.8K | -6% | -$818.3K |
| 2022-11-17 | 2022-11-15 | EXEL | Hessekiel Jeffrey | EVP, GC, Sec | F - Tax | $16.71 | -7,177 | 579.6K | -1% | -$119.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-05-17 | S | D | 18,000 | $25.39 | 604,822 | D | — | — | (F2) Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $25.09 to $25.71. Reporting Person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4. (F3) Includes 144,674 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units and 18 shares of common stock acquired on October 31, 2022, pursuant to the Exelixis, Inc. 2000 Employee Stock Purchase Plan. |
| 2 | Common | Common Stock | 2022-11-15 | F | D | 7,177 | $16.71 | 579,645 | D | — | — | (F5) Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of performance-based restricted stock units awarded on September 11, 2020, for which the Compensation Committee certified that Exelixis, Inc. had achieved certain performance criteria on September 30, 2021. (F6) Includes 130,199 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units. |
| 3 | Common | Common Stock | 2022-05-16 | S | D | 18,000 | $20.07 | 586,822 | D | — | — | (F4) Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $20.00 to $20.29. Reporting Person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 4 to this Form 4. |