Form 4 for EXEL EXELIXIS, INC.
Accepted 2023-01-26 00:00:00 ET · period of report 2023-01-24 · accession 0000939767-23-000005 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-26 | 2022-12-07 | EXEL | MORRISSEY MICHAEL | Pres, CEO, Dir | G - Gift | $0.00 | -106.0K | 340.7K | -24% | $0 |
| D | 2023-01-26 | 2023-01-24 | EXEL | MORRISSEY MICHAEL | Pres, CEO, Dir | F - Tax | $17.36 | -62.0K | 378.6K | -14% | -$1.08M |
| D | 2023-01-26 | 2023-01-24 | EXEL | MORRISSEY MICHAEL | Pres, CEO, Dir | M - OptEx | $4.20 | +100.0K | 440.7K | +29% | +$420.0K |
| DI | 2023-01-26 | 2022-12-07 | EXEL | MORRISSEY MICHAEL | Pres, CEO, Dir | G - Gift | $0.00 | +106.0K | 1.30M | +9% | $0 |
| D | 2023-01-26 | 2023-01-24 | EXEL | MORRISSEY MICHAEL | Pres, CEO, Dir | M - OptEx | $0.00 | -100.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-07 | G | D | 106,010 | $0.00 | 340,655 | D By Trust | — | — | (F2) Includes 340,655 shares of Common Stock that will be issued to the Reporting Person upon vesting of restricted stock units. (F3) Shares held by Michael M. Morrissey and Meghan D. Morrissey, Trustees of the Morrissey Family Living Trust dated July 21, 1994, as amended. |
| 2 | Common | Common Stock | 2023-01-24 | F | D | 62,006 | $17.36 | 378,649 | D | — | — | (F4) Represents a "net exercise" of an outstanding stock option. The Reporting Person received 37,994 shares of Common Stock on the net exercise of a stock option to purchase 100,000 shares of Common Stock. The Issuer withheld 62,006 shares of Common Stock underlying the stock option for payment of the exercise price and tax withholding using a stock price on January 24, 2023 of $17.36. |
| 3 | Common | Common Stock | 2023-01-24 | M | A | 100,000 | $4.20 | 440,655 | D | — | — | |
| 4 | Common | Common Stock | 2022-12-07 | G | A | 106,010 | $0.00 | 1,302,326 | I | — | — | |
| 5 | Derivative | Option (right to buy) | 2023-01-24 | M | D | 100,000 | $0.00 | 0 | D | $4.20 · 2017-02-11 to 2023-02-10 | 100,000 Common Stock | (F6) The option, representing the right to purchase a total of 150,000 shares of Common Stock, became fully exercisable on February 11, 2020. |