Form 4 for WAB Wabtec
Accepted 2023-03-03 00:00:00 ET · period of report 2023-03-01 · accession 0000943452-23-000022 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-03 | 2023-03-01 | WAB | Leroux Lilian | Pres, Transit Group | M - OptEx | $0.00 | +3,143 | 7,879 | +66% | $0 |
| D | 2023-03-03 | 2023-03-01 | WAB | Leroux Lilian | Pres, Transit Group | D - Sale to Iss | $104.90 | -3,143 | 4,736 | -40% | -$329.7K |
| DM | 2023-03-03 | 2023-03-01 | WAB | Leroux Lilian | Pres, Transit Group | M - OptEx | $0.00 | -3,143 | 1,680 | -65% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-01 | M | A | 3,143 | $0.00 | 7,879 | D | — | — | |
| 2 | Common | Common Stock | 2023-03-01 | D | D | 3,143 | $104.90 | 4,736 | D | — | — | |
| 3 | Derivative | Phantom Stock | 2023-03-01 | M | D | 1,171 | $0.00 | 0 | D | — · 2023-03-01 to 2023-03-01 | 1,171 Common Stock | (F1) Each share of phantom stock is the economic equivalent of one share of Westinghouse Air Brake Technologies Corporation's common stock. |
| 4 | Derivative | Phantom Stock | 2023-03-01 | M | D | 1,131 | $0.00 | 1,130 | D | — · 2024-03-01 to 2024-03-01 | 1,131 Common Stock | (F2) Each share of phantom stock is the economic equivalent of one share of Westinghouse Air Brake Technologies Corporation's common stock. (F3) Shares of Phantom Stock vest at 33.33% per year beginning March 1, 2022. |
| 5 | Derivative | Phantom Stock | 2023-03-01 | M | D | 841 | $0.00 | 1,680 | D | — · 2025-03-01 to 2025-03-01 | 841 Common Stock | (F4) Each share of phantom stock is the economic equivalent of one share of Westinghouse Air Brake Technologies Corporation's common stock. (F5) Shares of Phantom Stock vest at 33.33% per year beginning March 1, 2023. |