Form 4 for WAB Wabtec
Accepted 2023-08-11 00:00:00 ET · period of report 2023-08-09 · accession 0000943452-23-000124 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-08-11 | 2023-08-09 | WAB | Hammersmith Alicia | Pres - Services Group | S - Sale+OE | $113.86 | -2,378 | 2,384 | -50% | -$270.8K |
| DM | 2023-08-11 | 2023-08-09 | WAB | Hammersmith Alicia | Pres - Services Group | M - OptEx | $79.71 | +760 | 2,780 | +38% | +$60.6K |
| DM | 2023-08-11 | 2023-08-09 | WAB | Hammersmith Alicia | Pres - Services Group | M - OptEx | $79.71 | -760 | 364 | -68% | -$60.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-09 | S | D | 1,618 | $113.88 | 766 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 ranging from $113.87 to $113.88 inclusive. The reporting person undertakes to provide Wabtec, any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. |
| 2 | Common | Common Stock | 2023-08-09 | S | D | 760 | $113.82 | 2,384 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 ranging from $113.7699 to $113.83 inclusive. The reporting person undertakes to provide Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. |
| 3 | Common | Common Stock | 2023-08-09 | M | A | 364 | $81.21 | 3,144 | D | — | — | |
| 4 | Common | Common Stock | 2023-08-09 | M | A | 396 | $78.33 | 2,780 | D | — | — | |
| 5 | Derivative | Non-Qualified Stock Option | 2023-08-09 | M | D | 396 | $78.33 | 0 | D | $78.33 · 2023-02-07 to 2030-02-07 | 396 Common Stock | |
| 6 | Derivative | Non-Qualified Stock Option | 2023-08-09 | M | D | 364 | $81.21 | 364 | D | $81.21 · 2024-02-11 to 2031-02-11 | 364 Common Stock | (F3) 1,092 options granted in February 2021 vest 33.3% per year beginning February, 2022. |