Form 4 for SCKT SOCKET MOBILE, INC.
Accepted 2021-07-27 00:00:00 ET · period of report 2021-07-23 · accession 0000944075-21-000059 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-07-27 | 2021-07-23 | SCKT | MILLS KEVIN J | CEO, Dir | X - OptEx | $2.17 | +12.0K | 168.7K | +8% | +$26.0K |
| D | 2021-07-27 | 2021-07-23 | SCKT | MILLS KEVIN J | CEO, Dir | S - Sale+OE | $14.08 | -12.0K | 156.7K | -7% | -$169.0K |
| DM | 2021-07-27 | 2021-07-23 | SCKT | MILLS KEVIN J | CEO, Dir | X - OptEx | $0.00 | -12.0K | 201.8K | -6% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-23 | X | A | 2,000 | $1.20 | 158,657 | D | — | — | |
| 2 | Common | Common Stock | 2021-07-23 | S | D | 12,000 | $14.08 | 156,657 | D | — | — | |
| 3 | Common | Common Stock | 2021-07-23 | X | A | 10,000 | $2.36 | 168,657 | D | — | — | |
| 4 | Derivative | Common Stock Option | 2021-07-23 | X | D | 10,000 | $0.00 | 191,757 | D | $2.36 · — to 2022-02-27 | 10,000 Common | (F3) Grant vested in 48 equal monthly installments commenced February 27, 2012. |
| 5 | Derivative | Common Stock Option | 2021-07-23 | X | D | 2,000 | $0.00 | 201,757 | D | $1.20 · — to 2022-08-01 | 2,000 Common | (F2) Grant vested in 48 equal monthly installments commenced August 1, 2012. |