Form 4 for SCKT SOCKET MOBILE, INC.

Accepted 2022-02-03 00:00:00 ET · period of report 2022-02-01 · accession 0000944075-22-000005 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
	2022-02-03	2022-02-01	SCKT	OTT LEONARD L	CTO, EVP Engineering	F - Tax	$3.77	-870	65.3K	-1%	-$3,280
	2022-02-03	2022-02-01	SCKT	OTT LEONARD L	CTO, EVP Engineering	A - Grant	$0.00	+12.1K	66.2K	+22%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2022-02-01	F	D	870	$3.77	65,303	D	—	—	(F2) Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Mr. Ott and cancelled by Socket Mobile Inc. in exchange for Socket Mobile's agreement to pay federal and state tax withholding obligations of Mr. Ott resulting from the vesting of Restricted Stocks. Mr. Ott did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
2	Common	Common Stock	2022-02-01	A	A	12,100	$0.00	66,173	D	—	—	(F1) Restricted shares of Socket Mobile, Inc. Common Stock subject to vesting 15% after year one, 20% after year two, 25% after year three, and final 40% after year four, granted under the 2004 Plan.