Form 4 for SCKT SOCKET MOBILE, INC.
Accepted 2023-05-30 00:00:00 ET · period of report 2023-05-26 · accession 0000944075-23-000037 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-05-30 | 2023-05-26 | SCKT | MILLS KEVIN J | Pres, CEO, Dir, 10% | M - OptEx | $1.76 | +85.0K | 208.7K | +69% | +$149.8K |
| DM | 2023-05-30 | 2023-05-26 | SCKT | MILLS KEVIN J | Pres, CEO, Dir, 10% | M - OptEx | $0.00 | -85.0K | 149.0K | -36% | $0 |
| D | 2023-05-30 | 2023-05-26 | SCKT | MILLS KEVIN J | Pres, CEO, Dir, 10% | P - Purchase | $500,000.00 | +373.1K | 493.0K | +311% | +$186.57B |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-26 | M | A | 20,000 | $0.95 | 203,666 | D | — | — | |
| 2 | Common | Common Stock | 2023-05-26 | M | A | 40,000 | $1.90 | 268,666 | D | — | — | |
| 3 | Common | Common Stock | 2023-05-26 | M | A | 20,000 | $2.27 | 228,666 | D | — | — | |
| 4 | Common | Common Stock | 2023-05-26 | M | A | 5,000 | $1.89 | 208,666 | D | — | — | |
| 5 | Derivative | Common Stock Option | 2023-05-26 | M | D | 20,000 | $0.00 | 213,975 | D | $0.95 · — to 2024-03-01 | 20,000 Common | (F2) Monthly vesting. |
| 6 | Derivative | Common Stock Option | 2023-05-26 | M | D | 5,000 | $0.00 | 208,975 | D | $1.89 · — to 2024-06-02 | 5,000 Common | (F2) Monthly vesting. |
| 7 | Derivative | Common Stock Option | 2023-05-26 | M | D | 20,000 | $0.00 | 188,975 | D | $2.27 · — to 2025-03-01 | 20,000 Common | (F2) Monthly vesting. |
| 8 | Derivative | Common Stock Option | 2023-05-26 | M | D | 40,000 | $0.00 | 148,975 | D | $1.90 · — to 2029-04-01 | 40,000 Common | (F2) Monthly vesting. |
| 9 | Derivative | Subordinated Convertible Note | 2023-05-26 | P | A | 373,133 | $500,000.00 | 492,996 | D | $1.34 · — to — | 373,133 Common Stock | (F1) The Subordinated Convertible note is convertible any time on or prior to May 26, 2026. In addition, on or after May 26, 2024, the noteholder has the option to receive the prepayment of principal and accrued interest in cash. |