Form 4 for SPMC Sound Point Meridian Capital, Inc.

Accepted 2024-11-21 00:00:00 ET · period of report 2024-11-19 · accession 0000945621-24-000963 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2024-11-21	2024-11-19+	SPMC	Ketchum Stephen	COB, Dir	P - Purchase	$20.34	+7,000	17.3K	+68%	+$142.4K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock, par value $0.001 per share	2024-11-21	P	A	4,000	$20.32	23,326	D	—	—	(F2) The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $20.25 to $20.3839. The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (2) to this Form 4.
2	Common	Common Stock, par value $0.001 per share	2024-11-20	P	A	2,000	$20.38	19,326	D	—	—	(F1) The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $20.28 to $20.4723. The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission, Sound Point Meridian Capital, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (1) to this Form 4.
3	Common	Common Stock, par value $0.001 per share	2024-11-19	P	A	1,000	$20.32	17,326	D	—	—