Form 4 for FOA Finance of America Companies Inc.
Accepted 2025-09-02 00:00:00 ET · period of report 2025-05-22 · accession 0000945621-25-000847 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-09-02 | 2025-05-22 | FOA | COOPERMAN LEON G | 10% | P - Purchase | $21.33 | +5,575 | 5,575 | New | +$118.9K |
| DMI | 2025-09-02 | 2025-05-22+ | FOA | COOPERMAN LEON G | 10% | P - Purchase | $21.71 | +45.5K | 1.23M | +4% | +$988.8K |
| DI | 2025-09-02 | 2025-08-04 | FOA | COOPERMAN LEON G | 10% | P - Purchase | — | +789.5K | 789.5K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock, par value $0.0001 per share | 2025-05-22 | P | A | 5,575 | $21.33 | 5,575 | D See Footnote | — | — | (F1) These securities are held in the individual retirement account of Mr. Cooperman. The Reporting Person disclaims beneficial ownership, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. |
| 2 | Common | Class A Common Stock, par value $0.0001 per share | 2025-05-22 | P | A | 350 | $21.33 | 350 | I See Footnote | — | — | (F2) These securities are held in the individual retirement account of Michael Cooperman, the Reporting Person's adult child, over which the Reporting Person maintains investment discretion. The Reporting Person disclaims beneficial ownership, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. |
| 3 | Common | Class A Common Stock, par value $0.0001 per share | 2025-05-22 | P | A | 45 | $21.33 | 45 | I See Footnote | — | — | (F3) These securities are held in the individual retirement account of Toby Cooperman, the Reporting Person's spouse, over which the Reporting Person maintains investment discretion. The Reporting Person disclaims beneficial ownership, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. |
| 4 | Common | Class A Common Stock, par value $0.0001 per share | 2025-05-22 | P | A | 30 | $21.33 | 30 | I See Footnote | — | — | (F4) The securities are held in the account of Omega Capital Partners, L.P., a private investment entity over which the Reporting Person has investment discretion. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. |
| 5 | Common | Class A Common Stock, par value $0.0001 per share | 2025-08-05 | P | A | 10,628 | $22.53 | 1,267,690 | I | — | — | |
| 6 | Common | Class A Common Stock, par value $0.0001 per share | 2025-06-11 | P | A | 4,597 | $21.90 | 1,237,172 | I See Footnote | — | — | (F4) The securities are held in the account of Omega Capital Partners, L.P., a private investment entity over which the Reporting Person has investment discretion. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. |
| 7 | Common | Class A Common Stock, par value $0.0001 per share | 2025-06-17 | P | A | 10,000 | $21.20 | 1,247,172 | I See Footnote | — | — | (F4) The securities are held in the account of Omega Capital Partners, L.P., a private investment entity over which the Reporting Person has investment discretion. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. |
| 8 | Common | Class A Common Stock, par value $0.0001 per share | 2025-06-18 | P | A | 8,778 | $21.00 | 1,255,950 | I See Footnote | — | — | (F4) The securities are held in the account of Omega Capital Partners, L.P., a private investment entity over which the Reporting Person has investment discretion. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. |
| 9 | Common | Class A Common Stock, par value $0.0001 per share | 2025-06-20 | P | A | 1,112 | $20.90 | 1,257,062 | I See Footnote | — | — | (F4) The securities are held in the account of Omega Capital Partners, L.P., a private investment entity over which the Reporting Person has investment discretion. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. |
| 10 | Common | Class A Common Stock, par value $0.0001 per share | 2025-06-10 | P | A | 10,000 | $22.00 | 1,232,575 | I See Footnote | — | — | (F4) The securities are held in the account of Omega Capital Partners, L.P., a private investment entity over which the Reporting Person has investment discretion. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. |
| 11 | Derivative | Convertible Notes | 2025-08-04 | P | A | 789,473 | — | 789,473 | I See Footnote | $19.00 · — to 2028-08-04 | 789,473 Class A Common Stock, par value $0.0001 per share | (F5) On August 4, 2025, the Omega Capital Partners purchased $15,000,000.00 worth of unsecured convertible notes (the "Convertible Notes") of the Issuer that are convertible, in the aggregate, into 789,473 shares of the Issuer's Class A Common Stock, par value $0.0001 per share (the "Common Stock") at a conversion price of $19.00 per share. The Convertible Notes are convertible at anytime at the option of the Issuer or the Reporting Person; provided, however, that the Convertible Notes may not be converted into shares of Common Stock to the extent that the Reporting Person would beneficially own more than 9.99% of the Issuer's Common Stock after giving effect to such conversion. (F4) The securities are held in the account of Omega Capital Partners, L.P., a private investment entity over which the Reporting Person has investment discretion. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. |