Form 4 for BCHT Birchtech Corp.
Accepted 2023-12-04 00:00:00 ET · period of report 2023-11-30 · accession 0000945836-23-000023 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-04 | 2023-11-30 | BCHT | Kaye David M | Dir | F - Tax | $0.98 | -2,112 | 270.7K | -0.8% | -$2,070 |
| D | 2023-12-04 | 2023-11-30 | BCHT | Kaye David M | Dir | M - OptEx | $0.33 | +6,250 | 272.8K | +2% | +$2,062 |
| D | 2023-12-04 | 2023-11-30 | BCHT | Kaye David M | Dir | M - OptEx | $0.00 | -6,250 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-30 | F | D | 2,112 | $0.98 | 270,684 | D | — | — | (F1) Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 6,250 shares of common stock, pursuant to which 2,112 shares were withheld by the Issuer with a VWAP of $0.9768 per share to pay the exercise price of $0.33 per share, resulting in 4,138 shares of common stock being issued to the Reporting Person on a net basis. |
| 2 | Common | Common Stock | 2023-11-30 | M | A | 6,250 | $0.33 | 272,796 | D | — | — | (F1) Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 6,250 shares of common stock, pursuant to which 2,112 shares were withheld by the Issuer with a VWAP of $0.9768 per share to pay the exercise price of $0.33 per share, resulting in 4,138 shares of common stock being issued to the Reporting Person on a net basis. |
| 3 | Derivative | Stock Option (Right to Buy) | 2023-11-30 | M | D | 6,250 | $0.00 | 0 | D | $0.33 · 2018-11-30 to 2023-11-30 | 6,250 Common Stock |