Form 4 for BCHT Birchtech Corp.
Accepted 2024-06-26 00:00:00 ET · period of report 2024-06-24 · accession 0000945836-24-000010 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-06-26 | 2024-06-24 | BCHT | Pavlish John | Senior VP, Chief Tech Off | M - OptEx | $0.3825 | +1.60M | 2.02M | +385% | +$612.0K |
| DM | 2024-06-26 | 2024-06-24 | BCHT | Pavlish John | Senior VP, Chief Tech Off | F - Tax | $0.66 | -927.1K | 1.77M | -34% | -$611.9K |
| DM | 2024-06-26 | 2024-06-24 | BCHT | Pavlish John | Senior VP, Chief Tech Off | M - OptEx | $0.00 | -1.60M | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-06-24 | M | A | 1,000,000 | $0.45 | 2,097,243 | D | — | — | (F1) Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 1,000,000 shares of common stock, pursuant to which 681,715 shares were withheld by the Issuer with a VWAP of $0.6601 per share to pay the exercise price of $0.45 per share, resulting in 318,285 shares of common stock being issued to the Reporting Person on a net basis. |
| 2 | Common | Common Stock | 2024-06-24 | F | D | 681,715 | $0.66 | 1,415,528 | D | — | — | (F1) Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 1,000,000 shares of common stock, pursuant to which 681,715 shares were withheld by the Issuer with a VWAP of $0.6601 per share to pay the exercise price of $0.45 per share, resulting in 318,285 shares of common stock being issued to the Reporting Person on a net basis. |
| 3 | Common | Common Stock | 2024-06-24 | M | A | 600,000 | $0.27 | 2,015,528 | D | — | — | (F2) Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 600,000 shares of common stock, pursuant to which 245,418 shares were withheld by the Issuer with a VWAP of $0.6601 per share to pay the exercise price of $0.27 per share, resulting in 354,582 shares of common stock being issued to the Reporting Person on a net basis. |
| 4 | Common | Common Stock | 2024-06-24 | F | D | 245,418 | $0.66 | 1,770,110 | D | — | — | (F2) Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 600,000 shares of common stock, pursuant to which 245,418 shares were withheld by the Issuer with a VWAP of $0.6601 per share to pay the exercise price of $0.27 per share, resulting in 354,582 shares of common stock being issued to the Reporting Person on a net basis. |
| 5 | Derivative | Stock Option (Right to Buy) | 2024-06-24 | M | D | 600,000 | $0.00 | 0 | D | $0.27 · 2019-06-28 to 2024-06-28 | 600,000 Common Stock | |
| 6 | Derivative | Stock Option (Right to Buy) | 2024-06-24 | M | D | 1,000,000 | $0.00 | 0 | D | $0.45 · 2015-11-16 to 2024-06-28 | 1,000,000 Common Stock |