Form 4 for BKR Baker Hughes

Accepted 2021-10-06 00:00:00 ET · period of report 2021-10-05 · accession 0000947871-21-001039 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
DMI	2021-10-06	2021-10-05	BKR	GENERAL ELECTRIC CO	Dir, 10%	M - OptEx	—	0	43.18M	New	—
DI	2021-10-06	2021-10-05	BKR	GENERAL ELECTRIC CO	Dir, 10%	M - OptEx	—	-7.88M	170.84M	-4%	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class B Common Stock	2021-10-05	M	D	7,882,621	—	170,843,558	I See footnote	—	—	(F1) Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock. (F3) The Reporting Person holds these securities through a wholly-owned subsidiary.
2	Common	Class A Common Stock	2021-10-05	M	A	7,882,621	—	43,183,339	I See footnote	—	—	(F1) Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock. (F3) The Reporting Person holds these securities through a wholly-owned subsidiary.
3	Derivative	Common Unit	2021-10-05	M	D	7,882,621	—	170,843,558	I See footnote	— · — to —	7,882,621 Class A Common Stock	(F2) The Paired Interests were acquired by the Reporting Person in connection with the transactions described in the prospectus filed by the Issuer on May 30, 2017 pursuant to Rule 424(b)(3). (F3) The Reporting Person holds these securities through a wholly-owned subsidiary. (F1) Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.