Form 4 for SWKHL SWK Holdings Corp
Accepted 2022-01-03 00:00:00 ET · period of report 2021-12-31 · accession 0000947871-22-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-01-03 | 2021-12-31 | SWKHL | BLACK WINSTON L III | CEO | F - Tax | $19.63 | -50.4K | 76.7K | -40% | -$990.0K |
| D | 2022-01-03 | 2021-12-31 | SWKHL | BLACK WINSTON L III | CEO | M - OptEx | $8.30 | +75.0K | 127.1K | +144% | +$622.5K |
| D | 2022-01-03 | 2021-12-31 | SWKHL | BLACK WINSTON L III | CEO | M - OptEx | $0.00 | -75.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-31 | F | D | 50,431 | $19.63 | 76,663 | D | — | — | (F1) Shares withheld for exercise price and taxes upon the exercise of stock options and for taxes upon the vesting of restricted stock awarded to reporting person. |
| 2 | Common | Common Stock | 2021-12-31 | M | A | 75,000 | $8.30 | 127,094 | D | — | — | |
| 3 | Derivative | Employee Stock Option (right to buy) | 2021-12-31 | M | D | 75,000 | $0.00 | 0 | D | $8.30 · 2021-12-31 to 2021-12-31 | 75,000 Common Stock |