Form 4/A for SWKHL SWK Holdings Corp
Accepted 2022-09-16 00:00:00 ET · period of report 2022-09-09 · accession 0000947871-22-000977 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| A | 2022-09-16 | 2022-09-09 | SWKHL | Staggs Joe David JR | Pres | P - Purchase | $16.53 | +2,745 | 19.6K | +16% | +$45.4K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-09-09 | P | A | 2,745 | $16.53 | 19,637 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.45 to $16.65, inclusive. The reporting person undertakes to provide to SWK Holdings Corporation, any security holder of SWK Holdings Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F2) This Form 4 amends the Form 4 that was filed on September 13, 2022. Due to an administrative error, 2,996 shares were inadvertently omitted from the total amount of securities beneficially owned by the reporting person. |