Form 4/A for CHEF Chefs' Warehouse, Inc.
Accepted 2023-06-14 00:00:00 ET · period of report 2023-06-13 · accession 0000947871-23-000671 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MA | 2023-06-14 | 2023-06-13+ | CHEF | Guarino Alan C. | Dir | G - Gift | $0.00 | -15.4K | 33.5K | -32% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-13 | G | D | 10,269 | $0.00 | 38,625 | D | — | — | (F1) The Reporting Person contributed 10,269 shares of the Issuer's common stock to an irrevocable trust for the benefit of the Reporting Person's daughter. Neither the Reporting Person nor any member of the Reporting Person's family is a trustee of the trust, nor do they have control over the trust's investment decisions. On March 15, 2023, the Reporting Person filed a Form 4 (the "Prior Form 4") that inadvertently reported the contribution of the same number of shares of the Issuer's common stock to irrevocable trusts for the benefit of the Reporting Person's children. The contribution reported on the Prior Form 4 did not occur, and this Form 4 amends the Prior Form 4. (F2) The amount of securities beneficially owned following the transaction reported in this Form 4 is reflective of the Reporting Person's beneficial ownership as of this Form 4 and includes the restricted stock units granted to the Reporting Person pursuant to The Chefs' Warehouse, Inc. Amended and Restated 2019 Omnibus Equity Incentive Plan on May 12, 2023, as reported in the Form 4 filed by the Reporting Person on May 16, 2023. |
| 2 | Common | Common Stock | 2023-06-14 | G | D | 5,160 | $0.00 | 33,465 | D | — | — | (F3) The Reporting Person contributed 5,160 shares of the Issuer's common stock to an irrevocable trust for the benefit of the Reporting Person's daughter. Neither the Reporting Person nor any member of the Reporting Person's family is a trustee of the trust, nor do they have control over the trust's investment decisions. (F2) The amount of securities beneficially owned following the transaction reported in this Form 4 is reflective of the Reporting Person's beneficial ownership as of this Form 4 and includes the restricted stock units granted to the Reporting Person pursuant to The Chefs' Warehouse, Inc. Amended and Restated 2019 Omnibus Equity Incentive Plan on May 12, 2023, as reported in the Form 4 filed by the Reporting Person on May 16, 2023. |