Form 4 for XPOF Xponential Fitness, Inc.
Accepted 2021-07-28 00:00:00 ET · period of report 2021-07-26 · accession 0000950103-21-011376 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-07-28 | 2021-07-26+ | XPOF | Junk Ryan | COO | A - Grant | $0.00 | +23.4K | 6,568 | New | $0 |
| DM | 2021-07-28 | 2021-07-26+ | XPOF | Junk Ryan | COO | A - Grant | $0.00 | +123.0K | 1,138 | New | $0 |
| D | 2021-07-28 | 2021-07-26 | XPOF | Junk Ryan | COO | A - Grant | $0.00 | +33.9K | 33.9K | New | $0 |
| DI | 2021-07-28 | 2021-07-26 | XPOF | Junk Ryan | COO | A - Grant | $0.00 | +26.3K | 26.3K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-07-27 | A | A | 16,873 | $0.00 | 16,873 | I | — | — | (F2) Represents a grant of restricted stock units that will vest, subject to continued employment of the applicable direct holder, 50% on the first anniversary of the date of grant, 25% on the 18-month anniversary of the date of grant and 25% on the second anniversary of the date of grant. |
| 2 | Common | Class A Common Stock | 2021-07-27 | A | A | 121,862 | $0.00 | 121,862 | D | — | — | (F2) Represents a grant of restricted stock units that will vest, subject to continued employment of the applicable direct holder, 50% on the first anniversary of the date of grant, 25% on the 18-month anniversary of the date of grant and 25% on the second anniversary of the date of grant. |
| 3 | Common | Class B Common Stock | 2021-07-26 | A | A | 6,568 | $0.00 | 6,568 | I By Spouse | — | — | (F1) These securities were acquired through the conversion prior to the completion of the Issuer's initial public offering of historical interests held by the reporting person and his spouse in H&W Franchise Holdings, LLC as. |
| 4 | Common | Class B Common Stock | 2021-07-26 | A | A | 1,138 | $0.00 | 1,138 | D By Spouse | — | — | (F1) These securities were acquired through the conversion prior to the completion of the Issuer's initial public offering of historical interests held by the reporting person and his spouse in H&W Franchise Holdings, LLC as. |
| 5 | Derivative | LLC Units in Xponential Holdings LLC | 2021-07-26 | A | A | 33,920 | $0.00 | 33,920 | D By Spouse | — · — to — | 33,920 Class A Common Stock | (F1) These securities were acquired through the conversion prior to the completion of the Issuer's initial public offering of historical interests held by the reporting person and his spouse in H&W Franchise Holdings, LLC as. (F3) Upon vesting, each LLC unit in Xponential Holdings LLC ("LLC Unit") may be redeemed for, together with the cancellation of a share of Class B common stock, one share of Class A common stock or a cash payment equal to the volume weighted average market price of one share of Class A common stock for each LLC Unit redeemed. The LLC Units do not expire. (F4) The LLC Units (i) service-vest as to 1,138 LLC Units on February 27, 2021 and as to 6,556 LLC Units on February 27, 2022 and (ii) performance-vest as to 26,226 LLC Units based on the achievement of a specified per share price for the Issuer's Class A common stock for 25 of 30 consecutive trading days following the end of the initial public offering 180-day lock-up period. |
| 6 | Derivative | LLC Units in Xponential Holdings LLC | 2021-07-26 | A | A | 26,274 | $0.00 | 26,274 | I | — · — to — | 26,274 Class A Common Stock | (F1) These securities were acquired through the conversion prior to the completion of the Issuer's initial public offering of historical interests held by the reporting person and his spouse in H&W Franchise Holdings, LLC as. (F3) Upon vesting, each LLC unit in Xponential Holdings LLC ("LLC Unit") may be redeemed for, together with the cancellation of a share of Class B common stock, one share of Class A common stock or a cash payment equal to the volume weighted average market price of one share of Class A common stock for each LLC Unit redeemed. The LLC Units do not expire. (F5) The LLC Units (i) service-vest as to 3,284 LLC Units on each of the first four anniversaries of August 6, 2018 and (ii) performance-vest as to 13,138 LLC Units based on the achievement of a specified per share price for the Issuer's Class A common stock for 25 of 30 consecutive trading days following the end of the initial public offering 180-day lock-up period. |