Form 4 for CRWD CrowdStrike
Accepted 2021-08-02 00:00:00 ET · period of report 2021-07-29 · accession 0000950103-21-011717 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-02 | 2021-07-29+ | CRWD | Carpenter Michael J. | Pres, GLBAL SALES, FLD OPS | S - Sale | $259.61 | -256.3K | 278.3K | -48% | -$66.55M |
| DM | 2021-08-02 | 2021-07-29+ | CRWD | Carpenter Michael J. | Pres, GLBAL SALES, FLD OPS | C - Cnv Deriv | — | +256.3K | 302.9K | +551% | — |
| DM | 2021-08-02 | 2021-07-29+ | CRWD | Carpenter Michael J. | Pres, GLBAL SALES, FLD OPS | M - OptEx | $1.40 | 0 | 58.3K | New | $0 |
| DM | 2021-08-02 | 2021-07-29+ | CRWD | Carpenter Michael J. | Pres, GLBAL SALES, FLD OPS | C - Cnv Deriv | $0.00 | -256.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A common stock | 2021-07-30 | S | D | 28,459 | $255.73 | 240,911 | D | — | — | (F12) These transactions were executed in multiple trades at prices ranging from $255.13 to $256.11. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F2) Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs"). |
| 2 | Common | Class A common stock | 2021-07-30 | S | D | 31,098 | $256.72 | 209,813 | D | — | — | (F13) These transactions were executed in multiple trades at prices ranging from $256.13 to $257.09. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F2) Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs"). |
| 3 | Common | Class A common stock | 2021-07-30 | S | D | 18,483 | $257.73 | 191,330 | D | — | — | (F14) These transactions were executed in multiple trades at prices ranging from $257.19 to $258.01. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F2) Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs"). |
| 4 | Common | Class A common stock | 2021-07-30 | S | D | 16,617 | $258.81 | 174,713 | D | — | — | (F15) These transactions were executed in multiple trades at prices ranging from $258.32 to $259.04. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F2) Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs"). |
| 5 | Common | Class A common stock | 2021-07-30 | S | D | 22,106 | $254.55 | 269,370 | D | — | — | (F11) These transactions were executed in multiple trades at prices ranging from $254.08 to $255.00. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F2) Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs"). |
| 6 | Common | Class A common stock | 2021-07-30 | S | D | 11,405 | $253.73 | 291,476 | D | — | — | (F10) These transactions were executed in multiple trades at prices ranging from $253.067 to $254.06. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F2) Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs"). |
| 7 | Common | Class A common stock | 2021-07-30 | C | A | 128,168 | — | 302,881 | D | — | — | (F1) The Class B common stock was converted into Class A common stock on a one-for-one basis. (F2) Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs"). |
| 8 | Common | Class A common stock | 2021-07-29 | S | D | 11,271 | $266.07 | 174,713 | D | — | — | (F9) These transactions were executed in multiple trades at prices ranging from $265.64 to $266.57. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F2) Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs"). |
| 9 | Common | Class A common stock | 2021-07-29 | S | D | 11,102 | $265.18 | 185,984 | D | — | — | (F8) These transactions were executed in multiple trades at prices ranging from $264.62 to $265.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F2) Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs"). |
| 10 | Common | Class A common stock | 2021-07-29 | S | D | 27,174 | $263.99 | 197,086 | D | — | — | (F7) These transactions were executed in multiple trades at prices ranging from $263.61 to $264.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F2) Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs"). |
| 11 | Common | Class A common stock | 2021-07-29 | S | D | 20,043 | $263.00 | 224,260 | D | — | — | (F6) These transactions were executed in multiple trades at prices ranging from $262.61 to $263.53. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F2) Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs"). |
| 12 | Common | Class A common stock | 2021-07-29 | S | D | 33,961 | $262.11 | 244,303 | D | — | — | (F5) These transactions were executed in multiple trades at prices ranging from $261.61 to $262.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F2) Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs"). |
| 13 | Common | Class A common stock | 2021-07-29 | C | A | 128,168 | — | 302,881 | D | — | — | (F1) The Class B common stock was converted into Class A common stock on a one-for-one basis. (F2) Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs"). |
| 14 | Common | Class A common stock | 2021-07-29 | S | D | 18,361 | $260.26 | 284,520 | D | — | — | (F3) These transactions were executed in multiple trades at prices ranging from $259.61 to $260.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F2) Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs"). |
| 15 | Common | Class A common stock | 2021-07-29 | S | D | 6,256 | $261.01 | 278,264 | D | — | — | (F4) These transactions were executed in multiple trades at prices ranging from $260.61 to $261.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F2) Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs"). |
| 16 | Derivative | Class B common stock | 2021-07-30 | M | A | 128,168 | $1.76 | 128,168 | D | $0.00 · — to — | 128,168 Class A common stock | (F17) Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events. |
| 17 | Derivative | Class B common stock | 2021-07-30 | C | D | 128,168 | $0.00 | 0 | D | $0.00 · — to — | 128,168 Class A common stock | (F17) Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events. |
| 18 | Derivative | Stock Options (Right to Buy) | 2021-07-30 | M | D | 128,168 | $0.00 | 0 | D | $1.76 · — to 2027-02-04 | 128,168 Class B common stock | (F18) The stock options are subject to an early exercise provision and are immediately exercisable. They were granted on February 4, 2017 and vest in 48 equal monthly installments beginning on December 21, 2016 and were subject to (i) the Reporting Person remaining employed by or rendering services to the Company and (ii) the Company achieving 110% of its board approved revenue target for the fiscal year ending January 31, 2019. |
| 19 | Derivative | Class B common stock | 2021-07-29 | C | D | 128,168 | $0.00 | 0 | D | $0.00 · — to — | 128,168 Class A common stock | (F17) Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events. |
| 20 | Derivative | Class B common stock | 2021-07-29 | M | A | 28,384 | $11.13 | 128,168 | D | $0.00 · — to — | 28,384 Class A common stock | (F17) Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events. |
| 21 | Derivative | Stock Options (Right to Buy) | 2021-07-29 | M | D | 28,384 | $0.00 | 21,616 | D | $11.13 · — to 2028-09-25 | 28,384 Class B common stock | (F19) The stock options were granted on September 25, 2018 and vest in 48 equal monthly installments beginning on October 25, 2018. |
| 22 | Derivative | Class B common stock | 2021-07-29 | M | A | 41,489 | $1.76 | 99,784 | D | $0.00 · — to — | 41,489 Class A common stock | (F17) Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events. |
| 23 | Derivative | Stock Options (Right to Buy) | 2021-07-29 | M | D | 41,489 | $0.00 | 128,168 | D | $1.76 · — to 2027-02-04 | 41,489 Class B common stock | (F18) The stock options are subject to an early exercise provision and are immediately exercisable. They were granted on February 4, 2017 and vest in 48 equal monthly installments beginning on December 21, 2016 and were subject to (i) the Reporting Person remaining employed by or rendering services to the Company and (ii) the Company achieving 110% of its board approved revenue target for the fiscal year ending January 31, 2019. |
| 24 | Derivative | Stock Options (Right to Buy) | 2021-07-29 | M | D | 58,295 | $0.00 | 0 | D | $1.76 · — to 2027-02-04 | 58,295 Class B common stock | (F16) The stock options are subject to an early exercise provision and are immediately exercisable. They were granted on February 4, 2017 and vest in 48 equal monthly installments beginning on December 21, 2016 and were subject to (i) the Reporting Person remaining employed by or rendering services to the Company and (ii) the Company achieving 110% of its board approved revenue target for the fiscal year ending January 31, 2018. |
| 25 | Derivative | Class B common stock | 2021-07-29 | M | A | 58,295 | $1.76 | 58,295 | D | $0.00 · — to — | 58,295 Class A common stock | (F17) Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events. |