Form 4 for META Meta Platforms
Accepted 2021-11-08 20:48:29 ET · period of report 2021-11-05 · accession 0000950103-21-017514 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-11-08 20:48 | 2021-11-05 | META | Zuckerberg Mark | COB, CEO, Dir, 10% | C - Cnv Deriv | $0.00 | +62.3K | 6,300 | New | $0 |
| DMI | 2021-11-08 20:48 | 2021-11-05 | META | Zuckerberg Mark | COB, CEO, Dir, 10% | S - Sale | $342.14 | -77.3K | 0 | -100% | -$26.45M |
| DMI | 2021-11-08 20:48 | 2021-11-05 | META | Zuckerberg Mark | COB, CEO, Dir, 10% | C - Cnv Deriv | $0.00 | -62.3K | 4.40M | -1% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-11-05 | C | A | 56,000 | $0.00 | 56,000 | I By CZI Holdings, LLC | — | — | (F1) Shares held of record by CZI Holdings, LLC ("CZI"). Mark Zuckerberg, Trustee of the Mark Zuckerberg Trust dated July 7, 2006 ("2006 Trust"), is the sole member of CZI. Mr. Zuckerberg is the sole trustee of the 2006 Trust and, therefore, is deemed to have sole voting and investment power over the securities held by CZI. |
| 2 | Common | Class A Common Stock | 2021-11-05 | S | D | 10,318 | $340.51 | 45,682 | I By CZI Holdings, LLC | — | — | (F2) The sales reported were effected by CZI pursuant to its Rule 10b5-1 trading plan. (F3) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $339.86 to $340.85 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F1) Shares held of record by CZI Holdings, LLC ("CZI"). Mark Zuckerberg, Trustee of the Mark Zuckerberg Trust dated July 7, 2006 ("2006 Trust"), is the sole member of CZI. Mr. Zuckerberg is the sole trustee of the 2006 Trust and, therefore, is deemed to have sole voting and investment power over the securities held by CZI. |
| 3 | Common | Class A Common Stock | 2021-11-05 | S | D | 19,787 | $341.29 | 25,895 | I By CZI Holdings, LLC | — | — | (F2) The sales reported were effected by CZI pursuant to its Rule 10b5-1 trading plan. (F4) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $340.90 to $341.89 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F1) Shares held of record by CZI Holdings, LLC ("CZI"). Mark Zuckerberg, Trustee of the Mark Zuckerberg Trust dated July 7, 2006 ("2006 Trust"), is the sole member of CZI. Mr. Zuckerberg is the sole trustee of the 2006 Trust and, therefore, is deemed to have sole voting and investment power over the securities held by CZI. |
| 4 | Common | Class A Common Stock | 2021-11-05 | S | D | 11,463 | $342.47 | 14,432 | I By CZI Holdings, LLC | — | — | (F2) The sales reported were effected by CZI pursuant to its Rule 10b5-1 trading plan. (F5) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $341.91 to $342.89 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F1) Shares held of record by CZI Holdings, LLC ("CZI"). Mark Zuckerberg, Trustee of the Mark Zuckerberg Trust dated July 7, 2006 ("2006 Trust"), is the sole member of CZI. Mr. Zuckerberg is the sole trustee of the 2006 Trust and, therefore, is deemed to have sole voting and investment power over the securities held by CZI. |
| 5 | Common | Class A Common Stock | 2021-11-05 | S | D | 8,260 | $343.26 | 6,172 | I By CZI Holdings, LLC | — | — | (F2) The sales reported were effected by CZI pursuant to its Rule 10b5-1 trading plan. (F6) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $342.92 to $343.90 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F1) Shares held of record by CZI Holdings, LLC ("CZI"). Mark Zuckerberg, Trustee of the Mark Zuckerberg Trust dated July 7, 2006 ("2006 Trust"), is the sole member of CZI. Mr. Zuckerberg is the sole trustee of the 2006 Trust and, therefore, is deemed to have sole voting and investment power over the securities held by CZI. |
| 6 | Common | Class A Common Stock | 2021-11-05 | S | D | 2,181 | $344.50 | 3,991 | I By CZI Holdings, LLC | — | — | (F2) The sales reported were effected by CZI pursuant to its Rule 10b5-1 trading plan. (F7) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $344.15 to $344.72 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F1) Shares held of record by CZI Holdings, LLC ("CZI"). Mark Zuckerberg, Trustee of the Mark Zuckerberg Trust dated July 7, 2006 ("2006 Trust"), is the sole member of CZI. Mr. Zuckerberg is the sole trustee of the 2006 Trust and, therefore, is deemed to have sole voting and investment power over the securities held by CZI. |
| 7 | Common | Class A Common Stock | 2021-11-05 | S | D | 3,991 | $345.99 | 0 | I By CZI Holdings, LLC | — | — | (F2) The sales reported were effected by CZI pursuant to its Rule 10b5-1 trading plan. (F8) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $345.44 to $346.36 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F1) Shares held of record by CZI Holdings, LLC ("CZI"). Mark Zuckerberg, Trustee of the Mark Zuckerberg Trust dated July 7, 2006 ("2006 Trust"), is the sole member of CZI. Mr. Zuckerberg is the sole trustee of the 2006 Trust and, therefore, is deemed to have sole voting and investment power over the securities held by CZI. |
| 8 | Common | Class A Common Stock | 2021-11-05 | S | D | 2,939 | $340.40 | 626,367 | I By Chan Zuckerberg Initiative Foundation | — | — | (F9) The sales reported were effected by Mark Zuckerberg, Trustee and Settlor of the Chan Zuckerberg Initiative Foundation ("CZI Foundation"), formerly known as the Chan Zuckerberg Foundation, pursuant to its Rule 10b5-1 trading plan. (F10) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $339.86 to $340.78 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F11) Shares held of record by CZI Foundation. The reporting person is deemed to have voting and investment power over the shares held by CZI Foundation, but has no pecuniary interest in these shares. |
| 9 | Common | Class A Common Stock | 2021-11-05 | S | D | 4,254 | $341.28 | 622,113 | I By Chan Zuckerberg Initiative Foundation | — | — | (F9) The sales reported were effected by Mark Zuckerberg, Trustee and Settlor of the Chan Zuckerberg Initiative Foundation ("CZI Foundation"), formerly known as the Chan Zuckerberg Foundation, pursuant to its Rule 10b5-1 trading plan. (F12) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $340.90 to $341.86 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F11) Shares held of record by CZI Foundation. The reporting person is deemed to have voting and investment power over the shares held by CZI Foundation, but has no pecuniary interest in these shares. |
| 10 | Common | Class A Common Stock | 2021-11-05 | S | D | 4,293 | $342.35 | 617,820 | I By Chan Zuckerberg Initiative Foundation | — | — | (F9) The sales reported were effected by Mark Zuckerberg, Trustee and Settlor of the Chan Zuckerberg Initiative Foundation ("CZI Foundation"), formerly known as the Chan Zuckerberg Foundation, pursuant to its Rule 10b5-1 trading plan. (F13) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $341.90 to $342.89 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F11) Shares held of record by CZI Foundation. The reporting person is deemed to have voting and investment power over the shares held by CZI Foundation, but has no pecuniary interest in these shares. |
| 11 | Common | Class A Common Stock | 2021-11-05 | S | D | 2,218 | $343.50 | 615,602 | I By Chan Zuckerberg Initiative Foundation | — | — | (F9) The sales reported were effected by Mark Zuckerberg, Trustee and Settlor of the Chan Zuckerberg Initiative Foundation ("CZI Foundation"), formerly known as the Chan Zuckerberg Foundation, pursuant to its Rule 10b5-1 trading plan. (F14) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $343.18 to $344.15 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F11) Shares held of record by CZI Foundation. The reporting person is deemed to have voting and investment power over the shares held by CZI Foundation, but has no pecuniary interest in these shares. |
| 12 | Common | Class A Common Stock | 2021-11-05 | S | D | 201 | $344.27 | 615,401 | I By Chan Zuckerberg Initiative Foundation | — | — | (F9) The sales reported were effected by Mark Zuckerberg, Trustee and Settlor of the Chan Zuckerberg Initiative Foundation ("CZI Foundation"), formerly known as the Chan Zuckerberg Foundation, pursuant to its Rule 10b5-1 trading plan. (F11) Shares held of record by CZI Foundation. The reporting person is deemed to have voting and investment power over the shares held by CZI Foundation, but has no pecuniary interest in these shares. |
| 13 | Common | Class A Common Stock | 2021-11-05 | S | D | 705 | $345.70 | 614,696 | I By Chan Zuckerberg Initiative Foundation | — | — | (F9) The sales reported were effected by Mark Zuckerberg, Trustee and Settlor of the Chan Zuckerberg Initiative Foundation ("CZI Foundation"), formerly known as the Chan Zuckerberg Foundation, pursuant to its Rule 10b5-1 trading plan. (F15) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $345.43 to $345.97 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F11) Shares held of record by CZI Foundation. The reporting person is deemed to have voting and investment power over the shares held by CZI Foundation, but has no pecuniary interest in these shares. |
| 14 | Common | Class A Common Stock | 2021-11-05 | S | D | 390 | $346.47 | 614,306 | I By Chan Zuckerberg Initiative Foundation | — | — | (F9) The sales reported were effected by Mark Zuckerberg, Trustee and Settlor of the Chan Zuckerberg Initiative Foundation ("CZI Foundation"), formerly known as the Chan Zuckerberg Foundation, pursuant to its Rule 10b5-1 trading plan. (F16) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $346.44 to $346.48 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F11) Shares held of record by CZI Foundation. The reporting person is deemed to have voting and investment power over the shares held by CZI Foundation, but has no pecuniary interest in these shares. |
| 15 | Common | Class A Common Stock | 2021-11-05 | C | A | 6,300 | $0.00 | 6,300 | I By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 | — | — | (F17) Shares held of record by Mark Zuckerberg, Trustee of the 2006 Trust. |
| 16 | Common | Class A Common Stock | 2021-11-05 | S | D | 1,304 | $340.55 | 4,996 | I By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 | — | — | (F18) The sales reported were effected by Mark Zuckerberg, Trustee of the 2006 Trust pursuant to its Rule 10b5-1 trading plan. (F19) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $339.98 to $340.95 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F17) Shares held of record by Mark Zuckerberg, Trustee of the 2006 Trust. |
| 17 | Common | Class A Common Stock | 2021-11-05 | S | D | 2,264 | $341.51 | 2,732 | I By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 | — | — | (F18) The sales reported were effected by Mark Zuckerberg, Trustee of the 2006 Trust pursuant to its Rule 10b5-1 trading plan. (F20) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $340.99 to $341.98 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F17) Shares held of record by Mark Zuckerberg, Trustee of the 2006 Trust. |
| 18 | Common | Class A Common Stock | 2021-11-05 | S | D | 1,085 | $342.49 | 1,647 | I By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 | — | — | (F18) The sales reported were effected by Mark Zuckerberg, Trustee of the 2006 Trust pursuant to its Rule 10b5-1 trading plan. (F21) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $342.02 to $343.00 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F17) Shares held of record by Mark Zuckerberg, Trustee of the 2006 Trust. |
| 19 | Common | Class A Common Stock | 2021-11-05 | S | D | 963 | $343.52 | 684 | I By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 | — | — | (F18) The sales reported were effected by Mark Zuckerberg, Trustee of the 2006 Trust pursuant to its Rule 10b5-1 trading plan. (F22) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $343.11 to $344.065 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F17) Shares held of record by Mark Zuckerberg, Trustee of the 2006 Trust. |
| 20 | Common | Class A Common Stock | 2021-11-05 | S | D | 352 | $344.48 | 332 | I By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 | — | — | (F18) The sales reported were effected by Mark Zuckerberg, Trustee of the 2006 Trust pursuant to its Rule 10b5-1 trading plan. (F23) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $344.155 to $345.08 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F17) Shares held of record by Mark Zuckerberg, Trustee of the 2006 Trust. |
| 21 | Common | Class A Common Stock | 2021-11-05 | S | D | 332 | $346.27 | 0 | I By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 | — | — | (F18) The sales reported were effected by Mark Zuckerberg, Trustee of the 2006 Trust pursuant to its Rule 10b5-1 trading plan. (F24) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $345.90 to $346.525 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F17) Shares held of record by Mark Zuckerberg, Trustee of the 2006 Trust. |
| 22 | Derivative | Class B Common Stock | 2021-11-05 | C | D | 56,000 | $0.00 | 343,500,991 | I By CZI Holdings, LLC | — · — to — | 56,000 Class A Common Stock | (F26) The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. (F26) The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. (F26) The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. (F26) The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. (F1) Shares held of record by CZI Holdings, LLC ("CZI"). Mark Zuckerberg, Trustee of the Mark Zuckerberg Trust dated July 7, 2006 ("2006 Trust"), is the sole member of CZI. Mr. Zuckerberg is the sole trustee of the 2006 Trust and, therefore, is deemed to have sole voting and investment power over the securities held by CZI. |
| 23 | Derivative | Class B Common Stock | 2021-11-05 | C | D | 6,300 | $0.00 | 4,398,497 | I By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 | — · — to — | 6,300 Class A Common Stock | (F26) The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. (F26) The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. (F26) The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. (F26) The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. (F17) Shares held of record by Mark Zuckerberg, Trustee of the 2006 Trust. |