Form 4 for VCTR Victory Capital Holdings, Inc.
Accepted 2021-12-01 00:00:00 ET · period of report 2021-11-29 · accession 0000950103-21-019014 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2021-12-01 | 2021-11-29 | VCTR | Crestview Victory, L.P. | Dir, 10% | S - Sale | $34.00 | -470.4K | 31.15M | -1% | -$15.99M |
| I | 2021-12-01 | 2021-11-29 | VCTR | Crestview Victory, L.P. | Dir, 10% | J - Other | — | -74.8K | 31.07M | -0.2% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-29 | S | D | 470,435 | $34.00 | 31,145,378 | I See Footnote | — | — | (F1) Reflects the sale of shares of Common Stock of the Issuer ("Common Stock") by the Reporting Persons upon the exercise of the overallotment option by the underwriters in connection with a secondary offering of the Issuer pursuant to an underwriting agreement, dated as of November 17, 2021. (F3) Includes shares held directly by Crestview Victory, L.P. and Crestview Advisors, L.L.C. Crestview GP exercises voting and dispositive power over the shares held directly by Crestview Victory, L.P. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. |
| 2 | Common | Common Stock | 2021-11-29 | J | D | 74,798 | — | 31,070,580 | I See Footnote | — | — | (F3) Includes shares held directly by Crestview Victory, L.P. and Crestview Advisors, L.L.C. Crestview GP exercises voting and dispositive power over the shares held directly by Crestview Victory, L.P. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. (F2) Reflects a prorata distribution of shares of Common Stock held by Crestview Partners II GP, L.P ("Crestview GP") to certain of its limited partners for no consideration. |