Form 4 for BWIN Baldwin Insurance Group, Inc.
Accepted 2021-12-07 00:00:00 ET · period of report 2021-12-03 · accession 0000950103-21-019447 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-12-07 | 2021-12-03 | BWIN | Baldwin Lowry | COB, Dir, 10%, Member of 10% owner group | A - Grant | $0.00 | +500.0K | 42.0K | New | $0 |
| DMI | 2021-12-07 | 2021-12-03 | BWIN | Baldwin Lowry | COB, Dir, 10%, Member of 10% owner group | C - Cnv Deriv | $0.00 | 0 | 15.95M | New | $0 |
| DMI | 2021-12-07 | 2021-12-03+ | BWIN | Baldwin Lowry | COB, Dir, 10%, Member of 10% owner group | S - Sale | $25.13 | -226.2K | 35.8K | -86% | -$5.68M |
| DI | 2021-12-07 | 2021-12-03 | BWIN | Baldwin Lowry | COB, Dir, 10%, Member of 10% owner group | C - Cnv Deriv | $0.00 | -500.0K | 15.95M | -3% | $0 |
| DI | 2021-12-07 | 2021-12-03 | BWIN | Baldwin Lowry | COB, Dir, 10%, Member of 10% owner group | S - Sale | $0.00 | -70.0K | 15.88M | -0.4% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class B Common Stock | 2021-12-03 | A | A | 458,000 | $0.00 | 458,000 | I By The Pop Pop Trust | — | — | |
| 2 | Common | Class A Common Stock | 2021-12-03 | C | A | 458,000 | $0.00 | 458,000 | I By The Pop Pop Trust | — | — | |
| 3 | Common | Class B Common Stock | 2021-12-03 | A | A | 42,000 | $0.00 | 42,000 | I By The Honey Bee Family Trust | — | — | |
| 4 | Common | Class A Common Stock | 2021-12-03 | C | A | 42,000 | $0.00 | 42,000 | I By The Honey Bee Family Trust | — | — | |
| 5 | Common | Class B Common Stock | 2021-12-03 | S | D | 70,000 | $0.00 | 15,881,478 | I By Trusts and Baldwin Insurance Group Holdings, LLC | — | — | (F1) The reporting person disclaims beneficial ownership in these securities except to the extent of his pecuniary interest therein. (F2) Shares held by The Honey Bee Family Trust and The Pop Pop Trust ("Trusts"). |
| 6 | Common | Class A Common Stock | 2021-12-06 | S | D | 35,799 | $36.35 | 0 | I By The Honey Bee Family Trust | — | — | (F4) The reported securities were sold at a price of $36.35. |
| 7 | Common | Class A Common Stock | 2021-12-06 | S | D | 114,201 | $36.35 | 343,799 | I By The Pop Pop Trust | — | — | (F4) The reported securities were sold at a price of $36.35. |
| 8 | Common | Class B Common Stock | 2021-12-03 | C | D | 500,000 | $0.00 | 15,951,478 | I By Trusts and Baldwin Insurance Group Holdings, LLC | — | — | (F1) The reporting person disclaims beneficial ownership in these securities except to the extent of his pecuniary interest therein. (F2) Shares held by The Honey Bee Family Trust and The Pop Pop Trust ("Trusts"). |
| 9 | Common | Class A Common Stock | 2021-12-03 | S | D | 6,201 | $37.37 | 35,799 | I By The Honey Bee Family Trust | — | — | (F3) The price reported is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $37.05 to $37.70. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
| 10 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2021-12-03 | C | D | 500,000 | $0.00 | 15,951,478 | I By Trusts and Baldwin Insurance Group Holdings, LLC | $0.00 · — to — | 500,000 Class A Common Stock | (F1) The reporting person disclaims beneficial ownership in these securities except to the extent of his pecuniary interest therein. (F2) Shares held by The Honey Bee Family Trust and The Pop Pop Trust ("Trusts"). (F5) Each LLC Unit, together with one share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire. |
| 11 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2021-12-03 | S | D | 70,000 | $0.00 | 15,881,478 | I By Trusts and Baldwin Insurance Group Holdings, LLC | $0.00 · — to — | 70,000 Class A Common Stock | (F1) The reporting person disclaims beneficial ownership in these securities except to the extent of his pecuniary interest therein. (F2) Shares held by The Honey Bee Family Trust and The Pop Pop Trust ("Trusts"). (F5) Each LLC Unit, together with one share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire. |